DFX Intelligence

H•••••• L•••• P•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultant43 years in industry

H•••••• L•••• P•••••

Advisor at H••••• I••••••••• M••••••••• L••

CINCINNATI, OH | Virginia Beach, VA

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Search this name across graphsid dfx:ria:445d4dbd-fa5a-5319-4551-a718e0a53c65

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Dec 8, 1999 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• I••••••••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 21, 1983earliest registration or exam on IAPD
Years in industry: 43derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• I••••••••• M••••••••• L••	Independent wealth	Apr 11, 2017	n/a	yes	CINCINNATI, OH\|Virginia Beach, VA	Current employment
N••• F•••••••• G••••• I•••	Former SEC adviser	Aug 26, 2003	Apr 4, 2017	no	VIRGINIA BEACH, VA\|VIRGINIA BEACH, VA\|VIRGINIA BEACH, VA\|CHESAPEAKE, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
N••• F•••••••• G••••• I•••	H••••• I••••••••• M••••••••• L••	Apr 4, 2017	Apr 11, 2017	7	Firm change	Other
F•••••••• S••••••• A••••••• I••	N••• F•••••••• G••••• I•••	Sep 2, 2003	Aug 26, 2003

Relationships

Registered with (3)

→ H••••• I••••••••• M••••••••• L••Registered adviserregistration: current employment
Apr 11, 2017 to presentfactForm ADV
→ N••• F•••••••• G••••• I•••Registered adviserregistration: previous registration
Aug 26, 2003 to Apr 4, 2017factForm ADV
→ F•••••••• S••••••• A••••••• I••Registered adviserregistration: previous registration
Dec 8, 1999 to Sep 2, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:445d4dbd-fa5a-5319-4551-a718e0a53c65
First observed: Dec 8, 1999
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.