RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
H•••••• L•••• P•••••
- H••••• I••••••••• M••••••••• L•• independent RIA currentsince Apr 11, 2017 · Cincinnati, Oh
- N••• F•••••••• G••••• I••• formerAug 26, 2003 to Apr 4, 2017 · Virginia Beach, Va
- F•••••••• S••••••• A••••••• I•• independent RIADec 8, 1999 to Sep 2, 2003 · Va Beach, Va
- N••• F•••••••• G••••• I••• to H••••• I••••••••• M••••••••• L••left Apr 4, 2017, registered Apr 11, 2017 (7 days) · Other
- F•••••••• S••••••• A••••••• I•• to N••• F•••••••• G••••• I•••left Sep 2, 2003, registered Aug 26, 2003 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 43derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address