DFX Intelligence

J•••• A•••••• W•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

J•••• A•••••• W•••

Advisor at H••••• M••• I••••••••• I•••

••• Locked

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Search this name across graphsid dfx:ria:446ad745-3e85-1b42-adb5-2b26a89d9462

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Nov 6, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••••• M••• I••••••••• I•••
Current firm class: no raum reportedderived
Book size: not public••• Locked
Industry start: Dec 1, 2012earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••••• M••• I••••••••• I•••	No RAUM reported	Sep 2, 2026	n/a	yes	SPRINGFIELD, IL\|Cherry Hill, NJ	Current employment
B•• S••••••••• I•••	Independent wealth	Apr 1, 2026	n/a	yes	CHERRY HILL, NJ	Current employment

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• L••	B•• S••••••••• I•••	Mar 6, 2026	Apr 1, 2026	26	Firm change	Ibd to RIA
M•••••• L••••• P•••••• F••••• • S•••• I•••••••••	L•• F•••••••• L••	Feb 29, 2024	Jul 5, 2024

Relationships

Registered with (4)

→ H••••• M••• I••••••••• I•••Registered adviserregistration: current employment
Sep 2, 2026 to presentfactForm ADV
→ B•• S••••••••• I•••Registered adviserregistration: current employment
Apr 1, 2026 to presentfactForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Jul 5, 2024 to Mar 6, 2026factForm ADV
→ M•••••• L••••• P•••••• F••••• • S•••• I•••••••••

Dated events

Occurred
Mar 6, 2026
Advisor changed firm
J•••• A•••••• W••• left L•• F•••••••• L•• for B•• S••••••••• I••• (registered 2026-04-01)
Form ADVobserved 7 days ago
Occurred
Feb 29, 2024
Advisor changed firm
J•••• A•••••• W••• left M•••••• L••••• P•••••• F••••• • S•••• I••••••••• for L•• F•••••••• L•• (registered 2024-07-05)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:446ad745-3e85-1b42-adb5-2b26a89d9462
First observed: Nov 6, 2019
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.