S••• W• S••••••

Advisor at A••• A••••••• P•••••••

NEW YORK, NY | Houston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:446bbc96-bb78-16dd-a4e2-6b46c3f06afe

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Jul 5, 2000 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••• A••••••• P•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Jul 3, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••• A••••••• P•••••••	Bd affiliated wealth	Aug 19, 2026	n/a	yes	NEW YORK, NY\|Houston, TX	Current employment
R••••••••• C•••••• M•••••••••	Bd affiliated wealth	Jun 5, 2020	Jun 9, 2026	no	Houston, TX\|Dallas, TX

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
R••••••••• C•••••• M•••••••••	A••• A••••••• P•••••••	Jun 9, 2026	Aug 19, 2026	71	Firm change	Ibd to ibd
U•• F•••••••• S••••••• I•••	R••••••••• C•••••• M•••••••••	Jul 2, 2020	Jun 5, 2020

Relationships

Registered with (5)

→ A••• A••••••• P•••••••Registered adviserregistration: current employment
Aug 19, 2026 to presentfactForm ADV
→ R••••••••• C•••••• M•••••••••Registered adviserregistration: previous registration
Jun 5, 2020 to Jun 9, 2026factForm ADV
→ U•• F•••••••• S••••••• I•••Registered adviserregistration: previous registration
May 2, 2014 to Jul 2, 2020factForm ADV
→ D••••••• B••• S••••••••• I•••

Dated events

Occurred
Jun 9, 2026
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:446bbc96-bb78-16dd-a4e2-6b46c3f06afe
First observed: Jul 5, 2000
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.