DFX Intelligence

A•••• L••• K•••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

A•••• L••• K•••• S••••

Advisor at E••••• J••••

HONOLULU, HI

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Search this name across graphsid dfx:ria:44727458-29e7-c45a-18eb-06494f3b4453

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:17 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: May 1, 1997 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: E••••• J••••
Current firm class: national broker-dealer RIAderived
Book size: not public••• Locked
Industry start: Jan 23, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 5

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
E••••• J••••	National bd RIA	Apr 26, 2024	n/a	yes	HONOLULU, HI	Current employment
L•• F•••••••• G•••• H•••••• I•••	Former SEC adviser	Feb 2, 2016	Apr 22, 2024	no	HONOLULU, HI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
L•• F•••••••• G•••• H•••••• I•••	E••••• J••••	Apr 22, 2024	Apr 26, 2024	4	Firm change	RIA to ibd
L•• F•••••••• L••	L•• F•••••••• G•••• H•••••• I•••	Feb 5, 2016	Feb 2, 2016

Relationships

Registered with (6)

→ E••••• J••••Registered adviserregistration: current employment
Apr 26, 2024 to presentfactForm ADV
→ L•• F•••••••• G•••• H•••••• I•••Registered adviserregistration: previous registration
Feb 2, 2016 to Apr 22, 2024factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
Dec 3, 2015 to Feb 5, 2016factForm ADV
→ B••••••• I••••••••• S•••••••• I••• •••••

Dated events

Occurred
Apr 22, 2024
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:44727458-29e7-c45a-18eb-06494f3b4453
First observed: May 1, 1997
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.