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RIA / WealthAdvisorChartered Financial Analystdual registered (broker-dealer)30 years in industry

JAMES SHORT CASHMORE

Advisor at CAPITOL SECURITIES MANAGEMENT, INC.

GLEN ALLEN, VA | ST Petersburg, FL | TAMPA, FL

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Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:15 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 21, 1996 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAPITOL SECURITIES MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Mar 21, 1996earliest registration or exam on IAPD
Years in industry: 30derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Designations: Chartered Financial Analyst
Exams: S63|S65
First exam: Dec 13, 2020
First registration: Mar 21, 1996
Dual registered: yes, broker-dealer
Other names: JIM CASHMORE|James Short Cashmore|James S. Cashmore
IAPD individual key: 1602073

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAPITOL SECURITIES MANAGEMENT, INC.	Independent wealth	Dec 16, 2020	n/a	yes	GLEN ALLEN, VA\|TAMPA, FL\|ST Petersburg, FL	Current employment
D.A. DAVIDSON & CO.	Independent wealth	Jun 26, 2013	Apr 15, 2014	no	ST. PETERSBURG, FL	Previous registration
Stephens	Bd affiliated wealth	Nov 16, 2004	May 18, 2012	no	ST PETERSBURG, FL\|ST PETERSBURG, FL	Previous registration
WILLIAM R. HOUGH & CO.	n/a	Mar 21, 1996	Dec 31, 2002	no	ST. PETERSBURG, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
D.A. DAVIDSON & CO.	CAPITOL SECURITIES MANAGEMENT, INC.	Apr 15, 2014	Dec 16, 2020	2,437	Firm change after gap	Other
Stephens	D.A. DAVIDSON & CO.	May 18, 2012	Jun 26, 2013	404	Firm change after gap	Other
WILLIAM R. HOUGH & CO.	Stephens	Dec 31, 2002	Nov 16, 2004	686	Firm change after gap	Other

Relationships

Registered with (4)

→ CAPITOL SECURITIES MANAGEMENT, INC.Registered adviserregistration: current employment
Dec 16, 2020 to presentfactForm ADV
→ D.A. DAVIDSON & CO.Registered adviserregistration: previous registration
Jun 26, 2013 to Apr 15, 2014factForm ADV
→ STEPHENSRegistered adviserregistration: previous registration
Nov 16, 2004 to May 18, 2012factForm ADV
→ WILLIAM R. HOUGH & CO.Registered adviserregistration: previous registration
Mar 21, 1996 to Dec 31, 2002factForm ADV

Dated events

No dated event names this entity yet.