DFX Intelligence

K••• A•••••• H•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor32 years in industry

K••• A•••••• H•••

Advisor at H••• • C••••• F•••••••• G•••• L••

LAS VEGAS, NV

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Search this name across graphsid dfx:ria:4480b0d4-5bb4-20b0-6b53-112c07e70e33

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 11:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 0
On other graphs: 0
Observed: Aug 5, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: H••• • C••••• F•••••••• G•••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 28, 1994earliest registration or exam on IAPD
Years in industry: 32derivedfrom the industry start date
Years at current firm: 15derivedfrom the current registration's begin date
Prior firms: 6

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
H••• • C••••• F•••••••• G•••• L••	Independent wealth	Jan 4, 2011	n/a	yes	LAS VEGAS, NV	Current employment
F•••••••• A••••••• O• A••••••• L••	Former SEC adviser	Sep 23, 2009	Jan 25, 2011	no	LAS VEGAS, NV\|CARLSBAD, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••••••• A••••••• O• A••••••• L••	H••• • C••••• F•••••••• G•••• L••	Jan 25, 2011	Jan 4, 2011	-21	Firm change	Other
L•• F•••••••• L••	F•••••••• A••••••• O• A••••••• L••	Sep 30, 2009	Sep 23, 2009

Relationships

Registered with (6)

→ H••• • C••••• F•••••••• G•••• L••Registered adviserregistration: current employment
Jan 4, 2011 to presentfactForm ADV
→ F•••••••• A••••••• O• A••••••• L••Registered adviserregistration: previous registration
Sep 23, 2009 to Jan 25, 2011factForm ADV
→ L•• F•••••••• L••Registered adviserregistration: previous registration
May 12, 2006 to Sep 30, 2009factForm ADV
→ S•••••••• F••••••••• I•••

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:4480b0d4-5bb4-20b0-6b53-112c07e70e33
First observed: Aug 5, 2004
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.