RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K••• A•••••• H•••
- H••• • C••••• F•••••••• G•••• L•• independent RIA currentsince Jan 4, 2011 · Las Vegas, Nv
- F•••••••• A••••••• O• A••••••• L•• formerSep 23, 2009 to Jan 25, 2011 · Las Vegas, Nv
- L•• F•••••••• L•• BD affiliatedMay 12, 2006 to Sep 30, 2009 · Las Vegas, Nv
- S•••••••• F••••••••• I••• formerOct 31, 2005 to May 19, 2006 · Las Vegas, Nv
- S••••••••• S••••••••• I••• unclassifiedSep 2, 2005 to Oct 31, 2005 · Las Vegas, Nv
- L•• F•••••••• L•• BD affiliatedAug 19, 2005 to Sep 9, 2005 · Las Vegas, Nv
- H••••••••• G••••• E••••• • R••••••••• S••••••••• unclassifiedAug 5, 2004 to Nov 8, 2005 · Las Vegas, Nv
- F•••••••• A••••••• O• A••••••• L•• to H••• • C••••• F•••••••• G•••• L••left Jan 25, 2011, registered Jan 4, 2011 (-21 days) · Other
- L•• F•••••••• L•• to F•••••••• A••••••• O• A••••••• L••left Sep 30, 2009, registered Sep 23, 2009 (-7 days) · Other
- S•••••••• F••••••••• I••• to L•• F•••••••• L••left May 19, 2006, registered May 12, 2006 (-7 days) · Other
- H••••••••• G••••• E••••• • R••••••••• S••••••••• to L•• F•••••••• L••left Nov 8, 2005, registered Aug 19, 2005 (-81 days) · Other
- S••••••••• S••••••••• I••• to S•••••••• F••••••••• I•••left Oct 31, 2005, registered Oct 31, 2005 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to S••••••••• S••••••••• I•••left Sep 9, 2005, registered Sep 2, 2005 (-7 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 32derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address