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Advisor at CAPITAL V GROUP LLC
Cupertino, CA | CUPERTINO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CAPITAL V GROUP LLC | State registered | Mar 5, 2019 | n/a | yes | Cupertino, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | Aug 8, 2018 | n/a | yes | CUPERTINO, CA | Current employment |
| LIBERTY WEALTH MANAGEMENT, LLC | Independent wealth | May 17, 2018 | Aug 8, 2018 | no | OAKLAND, CA | Previous registration |
| LIBERTY WEALTH MANAGEMENT, LLC | Former SEC adviser | Jun 26, 2015 | Aug 8, 2018 | no | OAKLAND, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LIBERTY WEALTH MANAGEMENT, LLC | LIBERTY WEALTH MANAGEMENT, LLC | Aug 8, 2018 | May 17, 2018 | -83 | Channel change | Other |
| LIBERTY WEALTH MANAGEMENT, LLC | LPL FINANCIAL LLC | Aug 8, 2018 | Aug 8, 2018 | 0 | Firm change | RIA to RIA |