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CRD 286001
OAKLAND, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MICHAEL TERRENCE HULLEN | Certified Financial Planner|Personal Financial Specialist | SACRAMENTO, CA | OAKLAND, CA | 8 | 28 | 5 | yes |
| CHARLES NICHOLAS MOORE | n/a | San Francisco, CA | OAKLAND, CA | 8 | 29 | 2 | no |
| Daniel Dean Ross | Certified Financial Planner | OAKLAND, CA | Sacramento, CA | 8 | 30 | 3 | no |
| KELVIN J KWAN | n/a | Sacramento, CA | OAKLAND, CA | 8 | 19 | 1 | no |
| Matthew del Junco | n/a | OAKLAND, CA | NEWPORT BEACH, CA | 8 | 12 | 1 | no |
| Stanislav Godsky | Certified Financial Planner | OAKLAND, CA | 8 | 11 | 1 | yes |
| Adam John McNulty | Certified Financial Planner | OAKLAND, CA | 8 | 38 | 3 | no |
| DAVID LAWRENCE HEDGER | Certified Financial Planner|Chartered Financial Consultant | OAKLAND, CA | Roseville, CA | 8 | 35 | 5 | yes |
| DAVID JAMES HOLLANDER | n/a | OAKLAND, CA | 8 | 32 | 3 | no |
| NICHOLAS ALEXANDER DEL JUNCO | n/a | OAKLAND, CA | NEWPORT BEACH, CA | 7 | 13 | n/a | no |
| STEPHEN ERNEST MANTZOURIS | n/a | PLEASANTON, CA | OAKLAND, CA | 7 | 23 | 9 | no |
| Steven SAMUEL Christensen | n/a | MOORESVILLE, NC | OAKLAND, CA | 6 | 17 | 5 | no |
| DAVID Sean GILLIMORE | n/a | OAKLAND, CA | Larkspur, CA | 4 | 24 | 9 | no |
| Claire Danielle Hollander | n/a | OAKLAND, CA | Larkspur, CA | 4 | 11 | n/a | no |
| CANDACE CAROLE HAMILTON | n/a | OAKLAND, CA | 3 | 28 | 2 | no |
| Jared Wegrzyn | n/a | SAN FRANCISCO, CA | OAKLAND, CA | 3 | 10 | 1 | no |
| KAMERON Ray JACKSON | n/a | OAKLAND, CA | 3 | 14 | n/a | no |
| Brett Michael Wippler | n/a | OAKLAND, CA | 2 | 11 | n/a | no |
| KENNETH WILLIAM HENSON | Certified Financial Planner | San Francisco, CA | OAKLAND, CA | 1 | 17 | 2 | no |
| Jordan Johal | n/a | OAKLAND, CA | 1 | 12 | n/a | no |
| Adrian Marcel Azofeifa | n/a | OAKLAND, CA | 1 | 10 | n/a | no |
| Philip Rontell | n/a | OAKLAND, CA | 1 | 11 | n/a | no |
| Lucas McNulty | n/a | OAKLAND, CA | 0 | 11 | n/a | no |
| NICKOLAS BOWERS | n/a | OAKLAND, CA | 0 | 11 | n/a | no |
| Dylan Mann | n/a | OAKLAND, CA | 0 | 11 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| LIBERTY ALTERNATIVE ASSET MANAGEMENT, LLC | Other Private Fund | $5.0M | Sep 2, 2026 | 32 | Nov 14, 2022 | reported | 021-1934874 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HOLLANDER, DAVID, JAMES | CHAIRMAN/FOUNDER | E | yes | 11/2018 | Sep 2, 2026 | Sep 2, 2026 |
| SULLIVAN, HEIDI, MAE | Controller | Na | yes | 06/2019 | Sep 2, 2026 | Sep 2, 2026 |
| HAMILTON, CANDACE, CAROLE | CHIEF COMPLIANCE OFFICER | Na | no | 10/2022 | Sep 2, 2026 | Sep 2, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| HOLLANDER & HOLLANDER, PC | n/a | n/a | n/a | N | yes | n/a |
| LIBERTY ALTERNATIVE ASSET MANAGEMENT, LLC | n/a | n/a | n/a | N | yes | n/a |
| LIBERTY REAL ESTATE MANAGEMENT COMPANY, LLC | n/a | n/a | n/a | N | yes | n/a |
| LIBERTY TAX PLANNERS, LLC | n/a | n/a | n/a | N | yes | n/a |
| LIFETIME PLANNING MARKETING, INC. | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Larkspur | CA | United States | 4 | yes |
| NEWPORT BEACH | CA | United States | 4 | yes |
| Roseville | CA | United States | 4 | yes |
| SAN FRANCISCO | CA | United States | 3 | yes |
| PALM DESERT | CA | United States | 1 | no |
| Sacramento | CA | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $1.7B | $1.6B | 43 | 23 | 6 | 1 | n/a |
| 2024 | Mar 28, 2025 | $1.5B | $1.3B | 21 | 18 | 5 | 1 | n/a |
| 2023 | Feb 21, 2024 | $1.2B | $1.1B | 22 | 18 | 5 | 1 | $7.0M |
| 2022 | Feb 16, 2023 | $987M | $876M | 22 | 15 | 6 | 1 | $9.6M |
| 2021 | Mar 30, 2022 | $1.0B | $894M | 22 | 15 | 6 | n/a | n/a |
| 2020 | Mar 29, 2021 | $856M | $757M | 21 | 15 | 1 | n/a | n/a |
| 2019 | Jan 21, 2020 | $990M | $832M | 21 | 15 | 0 | n/a | n/a |
| 2018 | Feb 4, 2019 | $893M | $414M | 22 | 15 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 4.0% | 0 | 0 | 0 | 2 | 3 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.7B | $1.5B | 17.4% | $987M | 20.5% | 43 | 21 | 8 | 5 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| VITA PLANNING GROUP LLC | 2 | Apr 1, 2021 | Apr 7, 2021 | OAKLAND, CA | Team lift out | RIA to new firm | 13.3% |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| LIBERTY WEALTH MANAGEMENT, LLC | 15 | Oct 10, 2018 | Nov 20, 2024 | OAKLAND, CA | Firm absorbed | Other | 93.8% |