K••••• A•••••••

Advisor at P•• A•••••••

••• Locked

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:448fd649-5cf8-939f-ca22-c16cc94db184

Data as of Sep 22, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 9:09 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 5
On other graphs: 0
Observed: Oct 1, 2019 to Sep 22, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•• A•••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

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Firm	Class	Began	Ended	Current	Branch	Basis
P•• A•••••••	Independent wealth	Sep 16, 2026	n/a	yes	La Jolla, CA\|La Mesa, CA\|San Diego, CA	Current employment
U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••	Independent wealth	Sep 15, 2026	n/a	yes	LaJolla, CA\|PHOENIX, AZ

Moves

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From	To	Left	Joined	Gap, days	Kind	Move type
C••••• I••••••••• A••••••• L••	P•• A•••••••	Sep 3, 2026	Sep 16, 2026	13	Firm change	Ibd to RIA
P•• A•••••••	C••••• I••••••••• A••••••• L••	May 19, 2024	May 21, 2024

Relationships

Registered with (5)

→ P•• A•••••••Registered adviserregistration: previous registration
Apr 6, 2023 to May 19, 2024factForm ADV
→ U••••• P•••••••• F•••••••• S••••••• O• A•••••• A• L•••••• P••••••Registered adviserregistration: current employment
Sep 15, 2026 to presentfactForm ADV
→ C••••• I••••••••• A••••••• L••Registered adviserregistration: previous registration
May 21, 2024 to Sep 3, 2026factForm ADV
→ L•• F•••••••• L••

Dated events

4 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 3, 2026
Advisor changed firm
••• Locked
Form ADVobserved 6 days ago

Show 4 bookkeeping events

Occurred
Sep 21, 2026
••• Locked
Occurred
Sep 20, 2026
••• Locked
Occurred
Sep 16, 2026
••• Locked
Occurred
Sep 15, 2026
••• Locked

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:448fd649-5cf8-939f-ca22-c16cc94db184
First observed: Oct 1, 2019
Last observed: Sep 22, 2026 33 h ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.