DFX Intelligence

B•••••• P•••••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Analyst16 years in industry

B•••••• P•••••• S••••••

Advisor at C••••• P••••••• L••

NEW YORK, NY | TOWSON, MD

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Search this name across graphsid dfx:ria:449c69d8-863b-f294-cf6d-23a10c93cce2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Jan 25, 2010 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• P••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 4, 2009earliest registration or exam on IAPD
Years in industry: 16derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• P••••••• L••	Independent wealth	Jan 10, 2023	n/a	yes	TOWSON, MD\|NEW YORK, NY	Current employment
M••••••• C•••••• M••••••••• L••	Former SEC adviser	Jan 25, 2010	Mar 3, 2023	no	n/a

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M••••••• C•••••• M••••••••• L••	C••••• P••••••• L••	Mar 3, 2023	Jan 10, 2023	-52	Firm change after gap	RIA to RIA

Relationships

Registered with (2)

→ C••••• P••••••• L••Registered adviserregistration: current employment
Jan 10, 2023 to presentfactForm ADV
→ M••••••• C•••••• M••••••••• L••Registered adviserregistration: previous registration
Jan 25, 2010 to Mar 3, 2023factForm ADV

Dated events

Occurred
Mar 3, 2023
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:449c69d8-863b-f294-cf6d-23a10c93cce2
First observed: Jan 25, 2010
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.