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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

MARYLAND CAPITAL MANAGEMENT, LLC

CRD 133329

TOWSON, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:47ef186a-54a4-1cd0-06df-88a2af567480

Data as of Oct 21, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:20 AM UTC and rebuilt at most every 15 minutes.

Relationships: 26
Dated events: 22
On other graphs: 0
Observed: Feb 15, 2012 to Oct 21, 2022
46 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $2.5BItem 5.F on the latest filing (2022-10-21); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $2.4B
Private client RAUM: $2.3BderivedItem 5.D individuals plus high net worth individuals
Private client share: 95%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 21
Advisory employees: 14
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 2,679
High net worth clients: 1,075
Custody, client assets: $626M
SEC number: 801-63649
CRD: 133329
Filings on the tape: 46
First filed: Feb 15, 2012
Latest filed: Oct 21, 2022
Organised: Limited Liability Company, Maryland

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
BLAIR, JOHN, FLEMING	Principal	D	yes	11/2004	Feb 15, 2012	Oct 21, 2022
HEARD, GREGORY, GLEN	Principal	C	yes	11/2004	Feb 15, 2012	Oct 21, 2022
CAPLES, JEFFREY, LARKIN	Principal	B	no	01/2020	Feb 15, 2012	Oct 21, 2022
DIRZUWEIT, LENEE, BETH	CHIEF COMPLIANCE OFFICER	Na	no	04/2020	Jul 22, 2020	Oct 21, 2022
PETRELLI, NICHOLAS, N.	Principal	A	no	01/2021	Mar 12, 2021	Oct 21, 2022

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
BONITA SPRINGS	FL	United States	2	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 16, 2022	$2.5B	$2.4B	21	14	1	n/a	n/a
2020	Mar 12, 2021	$1.9B	$1.9B	19	12	1	n/a	n/a
2019	Mar 27, 2020	$1.4B	$1.4B	14	10	1	n/a	n/a
2018	Mar 25, 2019	$1.0B	$1.0B	13	10	0	n/a	n/a
2017	Mar 23, 2018	$1.0B	$1.0B	12	10	0	n/a	n/a
2016	Mar 24, 2017	$986M	$965M	11	10	n/a	n/a	n/a
2015	Mar 29, 2016	$959M	$938M	10	9	n/a	n/a	n/a
2014	Mar 26, 2015	$904M	$881M	10	8	n/a	n/a	n/a
2013	Mar 24, 2014	$796M	$772M	9	8	n/a	n/a	n/a
2012	Mar 15, 2013	$745M	$711M	11	9	n/a	n/a	n/a
2011	Mar 9, 2012	$597M	$565M	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$2.5B	$1.9B	26.0%	$1.0B	32.8%	21	19	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
CERITY PARTNERS LLC	14	Mar 3, 2023	Jan 1, 2025	TOWSON, MD	Firm absorbed	RIA to RIA	87.5%

Relationships

Owns (3)

← DIRZUWEIT, LENEE, BETHOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Jul 22, 2020 to presentfactForm ADV
← PETRELLI, NICHOLAS, N.OwnerPRINCIPAL, ownership code A, individual
Mar 12, 2021 to presentfactForm ADV
← CAPLES, JEFFREY, LARKINOwnerPRINCIPAL, ownership code B, individual
Feb 15, 2012 to presentfactForm ADV

Controls (2)

← HEARD, GREGORY, GLENOwnerPRINCIPAL, ownership code C, individual
Feb 15, 2012 to presentfactForm ADV
← BLAIR, JOHN, FLEMINGOwnerPRINCIPAL, ownership code D, individual
Feb 15, 2012 to presentfactForm ADV

Moved with (1)

→ CERITY PARTNERS LLCRegistered adviser14 advisors, firm absorbed, same day
Mar 3, 2023 to Jan 1, 2025factForm ADV

Registered with (20)

← FREDERICK ABELS ALLNERAdvisorregistration: previous registration
Jan 31, 2005 to Mar 3, 2023factForm ADV
← JAMES PETER GAUTHIERAdvisorregistration: previous registration
Jun 21, 2016 to Mar 3, 2023factForm ADV
← JEFFREY LARKIN CAPLESAdvisorregistration: previous registration
Jul 10, 2009 to Mar 3, 2023factForm ADV
← JOHN FLEMING BLAIRAdvisorregistration: previous registration
Feb 2, 2005 to Mar 3, 2023factForm ADV
← Lenee B DirzuweitAdvisorregistration: previous registration
Aug 2, 2021 to Mar 3, 2023factForm ADV
← GREGORY GLEN HEARDAdvisorregistration: previous registration
Jan 31, 2005 to Mar 3, 2023factForm ADV
← JAMES GERARD GUIDERAAdvisorregistration: previous registration
Oct 27, 2021 to Mar 3, 2023factForm ADV
← ANDREW T CHUDYAdvisorregistration: previous registration
Dec 3, 2009 to Mar 3, 2023factForm ADV
← DARIN ANDREW MORGANAdvisorregistration: previous registration
Mar 12, 2020 to Mar 3, 2023factForm ADV
← BRENDAN PATRICK SWEENEYAdvisorregistration: previous registration
Jan 25, 2010 to Mar 3, 2023factForm ADV
← NICHOLAS N. PETRELLIAdvisorregistration: previous registration
Nov 18, 2009 to Mar 3, 2023factForm ADV
← DOUGLAS ROBERT MCCLEANAdvisorregistration: previous registration
Oct 11, 2012 to Mar 3, 2023factForm ADV
← MARIE CATHERINE DAVIDAdvisorregistration: previous registration
Aug 3, 2021 to Mar 3, 2023factForm ADV
← Alexander Lyons FaberAdvisorregistration: previous registration
Aug 2, 2021 to Mar 3, 2023factForm ADV
← Andrew Nicholson RiehlAdvisorregistration: previous registration
Oct 4, 2018 to Mar 3, 2023factForm ADV
← OLIVE W MITCHELLAdvisorregistration: previous registration
Apr 29, 2019 to Mar 3, 2023factForm ADV
← Barbara Anne HillAdvisorregistration: previous registration
Nov 6, 2015 to Sep 7, 2021factForm ADV
← WILLIAM MICHAEL SMITHAdvisorregistration: previous registration
Aug 15, 2014 to Feb 9, 2016factForm ADV
← STEPHEN BRUCE SCHULERAdvisorregistration: previous registration
Feb 2, 2005 to Dec 12, 2013factForm ADV
← MATTHEW FRANCIS BARRETTAdvisorregistration: previous registration
Jan 20, 2006 to Aug 31, 2006factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Mar 3, 2023
Firm absorbed
Maryland Capital Management, LLC's advisors moved to Cerity Partners LLC (Towson, MD): 14 of 16 registered, on the same day
Form ADVobserved 5 days ago
14 advisors
Occurred
Mar 3, 2023
Advisor changed firm
Marie Catherine David left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-10)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
Alexander Lyons Faber left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-03)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
Douglas Robert Mcclean left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-10)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
John Fleming Blair left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-03)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
Olive W Mitchell left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-03)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
Lenee B Dirzuweit left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-11)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
Andrew T Chudy left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2025-01-01)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
Brendan Patrick Sweeney left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-10)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
Jeffrey Larkin Caples left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-03)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
Andrew Nicholson Riehl left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-18)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
Darin Andrew Morgan left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-03)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
James Gerard Guidera left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-03)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
Frederick Abels Allner left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-03)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
James Peter Gauthier left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-03)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
Gregory Glen Heard left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-03)
Form ADVobserved 5 days ago
Occurred
Mar 3, 2023
Advisor changed firm
Nicholas N. Petrelli left Maryland Capital Management, Llc for Cerity Partners Llc (registered 2023-01-03)
Form ADVobserved 5 days ago
Occurred
Mar 16, 2022
Regulatory AUM changed
Maryland Capital Management, Llc reported RAUM $2.5B, up 26% from $1.9B (2021-11-17 to 2022-03-16)
Form ADVobserved 5 days ago
$507M
Occurred
Mar 12, 2021
Regulatory AUM changed
Maryland Capital Management, Llc reported RAUM $1.9B, up 41% from $1.4B (2021-01-19 to 2021-03-12)
Form ADVobserved 5 days ago
$564M
Occurred
Mar 27, 2020
Regulatory AUM changed
Maryland Capital Management, Llc reported RAUM $1.4B, up 32% from $1.0B (2020-03-02 to 2020-03-27)
Form ADVobserved 5 days ago
$335M
Occurred
Mar 25, 2019
Control person left
Abels Frederick Allner (Principal) no longer on Schedule A of Maryland Capital Management, Llc (listed 2018-09-24, absent 2019-03-25)
Form ADVobserved 5 days ago

Show 1 bookkeeping events

Occurred
Mar 25, 2019
Maryland Capital Management, Llc reported 10 state-registered advisory representatives, up from 0 (2018-09-24 to 2019-03-25)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:47ef186a-54a4-1cd0-06df-88a2af567480
First observed: Feb 15, 2012
Last observed: Oct 21, 2022 47 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

MARYLAND CAPITAL MANAGEMENT, LLC

CRD 133329

TOWSON, MD

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:47ef186a-54a4-1cd0-06df-88a2af567480

Data as of Oct 21, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:20 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

BLAIR, JOHN, FLEMING

Principal

yes

11/2004

Feb 15, 2012

Oct 21, 2022

HEARD, GREGORY, GLEN

Principal

yes

11/2004

Feb 15, 2012

Oct 21, 2022

CAPLES, JEFFREY, LARKIN

Principal

01/2020

Feb 15, 2012

Oct 21, 2022

DIRZUWEIT, LENEE, BETH

CHIEF COMPLIANCE OFFICER

04/2020

Jul 22, 2020

Oct 21, 2022

PETRELLI, NICHOLAS, N.

Principal

01/2021

Mar 12, 2021

Oct 21, 2022

City

State

Country

Employees

Also broker-dealer

BONITA SPRINGS

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 16, 2022

$2.5B

$2.4B

n/a

2020

Mar 12, 2021

$1.9B

n/a

2019

Mar 27, 2020

$1.4B

n/a

2018

Mar 25, 2019

$1.0B

n/a

2017

Mar 23, 2018

$1.0B

n/a

2016

Mar 24, 2017

$986M

$965M

n/a

2015

Mar 29, 2016

$959M

$938M

n/a

2014

Mar 26, 2015

$904M

$881M

n/a

2013

Mar 24, 2014

$796M

$772M

n/a

2012

Mar 15, 2013

$745M

$711M

n/a

2011

Mar 9, 2012

$597M

$565M

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$2.5B

$1.9B

26.0%

$1.0B

32.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

CERITY PARTNERS LLC

Mar 3, 2023

Jan 1, 2025

TOWSON, MD

Firm absorbed

RIA to RIA

87.5%