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R•••• C•••••• M••••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 10b 100b

R•••• C•••••• M••••••••• L••

CRD 160368

ATLANTA, GA

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Search this name across graphsid dfx:ria:44a80f25-3345-fa19-4de8-f7ba4ce27ba2

Data as of Mar 31, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 1:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 21
Dated events: 9
On other graphs: 3
Observed: Feb 14, 2012 to Mar 31, 2026
20 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

R•••• C•••••• M••••••••• L••

Private equity manager · cited, shared crd

Independent Sponsorsidentity

R•••• C•••••• M••••••••• L••

Capital provider to sponsors · cited, shared crd

Allocatorsidentity

R•••• C•••••• M••••••••• L••

Manager with allocator commitments · cited, shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $34BItem 5.F on the latest filing (2026-03-31); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $34B
Private client RAUM: $0derivedItem 5.D individuals plus high net worth individuals
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Private funds

Schedule D 7.B(1); gross asset value as reported, never fund size; reporting ends 2024-12-31

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
R•••• C•••••• P••••••• V• •• L•	Private Equity Fund	$4.5B	Mar 29, 2024	130	Mar 31, 2018	reported	021-296935
R•••• C•••••• P••••••• I• L•	Private Equity Fund	$3.7B

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••• N•••• K••••	MANAGING MEMBER	E	yes	01/2015	Feb 14, 2012	Mar 29, 2024
A••••••• S••••••• D•	MANAGING DIRECTOR AND GENERAL COUNSEL	Na	yes	02/2005	Feb 14, 2012

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
R•••• C•••••• G••••• C• L••	n/a	n/a	n/a	N	yes	n/a
R•••• C•••••• G••••• I• L••	n/a	n/a	n/a	N	yes	n/a
R•••• C•••••• G••••• I• S•••••• L••

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$34B	$33B	5.0%	$31B	3.8%	145	138	0	0

Relationships

Advises (16)

→ R•••• C•••••• P••••••• I• S•••••• L•Private fundPrivate Equity Fund, IA
Mar 31, 2018 to presentfactForm ADV
→ R•••• C•••••• P••••••• I•• L•Private fundPrivate Equity Fund, IA
Aug 10, 2012 to presentfactForm ADV
→ R•••• C•••••• P••••••• V• ••• L•Private fundPrivate Equity Fund, IA
Mar 31, 2022 to presentfactForm ADV
→ R•••• C•••••• P••••••• I•• L•

Dated events

Occurred
Jul 5, 2023
Control person left
David Paul Ginsberg (President) no longer on Schedule A of R•••• C•••••• M••••••••• L•• (listed 2023-03-31, absent 2023-07-05)
Form ADVobserved 6 days ago
Occurred
Dec 22, 2022
Control person joined
James Louis Matthews (Chief Compliance Officer And Associate General Counsel) appeared on Schedule A of R•••• C•••••• M••••••••• L••
Form ADVobserved 6 days ago
Occurred
Dec 22, 2022
Control person joined
Charles Wesley Lee (Chief Financial Officer) appeared on Schedule A of R•••• C•••••• M••••••••• L••
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:44a80f25-3345-fa19-4de8-f7ba4ce27ba2
First observed: Feb 14, 2012
Last observed: Mar 31, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

2025	Mar 31, 2026	$34B	$34B	145	104	0	14	n/a
2024	Mar 28, 2025	$33B	$33B	138	100	0	16	n/a
2023	Mar 29, 2024	$32B	$32B	123	87	0	14	$32B
2022	Mar 31, 2023	$31B	$31B	106	84	1	16	$31B
2021	Mar 31, 2022	$27B	$27B	110	68	1	15	$22B
2020	Mar 31, 2021	$19B	$19B	100	59	1	11	$17B
2019	Mar 30, 2020	$17B	$17B	76	52	1	11	$17B
2018	Mar 28, 2019	$14B	$14B	64	44	1	10	$8.5B
2017	Mar 31, 2018	$11B	$11B	60	45	1	10	$6.5B
2016	Mar 31, 2017	$6.7B	$6.7B	54	40	n/a	6	$4.8B
2015	Mar 30, 2016	$7.1B	$7.1B	51	39	n/a	6	$3.9B
2014	Mar 31, 2015	$6.5B	$6.5B	46	36	n/a	6	$2.8B
2013	Mar 27, 2014	$3.9B	$3.9B	45	29	n/a	5	$2.5B
2012	Mar 28, 2013	$3.4B	$3.4B	31	29	n/a	5	$1.8B