DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
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SEC-registered adviser
R•••• C•••••• M••••••••• L••
Latest filing Mar 31, 2026
First filing on the tape Feb 14, 2012 · 20 filings
SEC status approved since Mar 15, 2012
RAUM
$34B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
145
104 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
14
reported on Schedule D
History
20 filings and snapshots on the tape
RAUM$34B as of Mar 31, 2026
Mar 28, 2013$3.4B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 31, 2026
Mar 28, 20130 then
Employees (5.A)145 as of Mar 31, 2026
Mar 28, 201331 then
Private funds14 as of Mar 31, 2026
Mar 28, 20135 then
RAUM +5.0% over the last fiscal year+3.8% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 31, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $2.4BderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +5.0%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehiclesreportedItem 5.G
- Custody
- yesreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- a related person has custody of client cash (9.B.1.a)
- a related person has custody of client securities (9.B.1.b)
- marketing includes testimonials (5.L.1.c)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$34B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 14reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $0 for 0 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
16 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| R•••• C•••••• P••••••• V• •• L• | Private Equity Fund | $4.5B | 130 | Mar 31, 2018 |
| R•••• C•••••• P••••••• I• L• | Private Equity Fund | $3.7B | 130 | Mar 31, 2015 |
| R•••• C•••••• P••••••• V• •• L• | Private Equity Fund | $3.4B | 106 | Mar 31, 2022 |
| R•••• C•••••• P••••••• I• S•••••• L• | Private Equity Fund | $3.4B | 92 | Mar 31, 2018 |
| R•••• C•••••• P••••••• C• L• | Private Equity Fund | $3.0B | 96 | Mar 31, 2022 |
| R•••• C•••••• P••••••• V• ••• L• | Private Equity Fund | $2.8B | 49 | Mar 31, 2018 |
| R•••• C•••••• P••••••• I•• L• | Private Equity Fund | $2.6B | 105 | Aug 10, 2012 |
| R•••• D••••••••• R••••••••• F••• I• L• | Private Equity Fund | $2.5B | 58 | Mar 30, 2020 |
| R•••• C•••••• P••••••• V• ••• L• | Private Equity Fund | $1.6B | 31 | Mar 31, 2022 |
| R•••• C•••••• P••••••• C• R• L• | Private Equity Fund | $1.6B | 45 | Mar 31, 2023 |
| R•••• C•••••• P••••••• V• ••• L• | Private Equity Fund | $1.5B | 51 | Mar 31, 2018 |
| R•••• C•••••• P••••••• V• ••• L• | Private Equity Fund | $836M | 27 | Mar 31, 2022 |
| R•••• C•••••• P••••••• I•• L• | Private Equity Fund | $553M | 64 | Feb 14, 2012 |
| R•••• C•••••• P•••••••• L• | Private Equity Fund | $28.6M | 41 | Feb 14, 2012 |
| R•••• C•••••• P••••••• P••••••• I•• L• | Private Equity Fund | $3.8M | 13 | Feb 14, 2012 |
| R•••• C•••••• P••••••• P•••••••• L• | Private Equity Fund | $1.2M | 32 | Feb 14, 2012 |
Owners and control persons
Schedule A and B, latest filing
- A••••••• S••••••• D• · Managing Director And General Counselcontrolsince 02/2005 · owns less than 5%
- L••• W•••••• C•••••• · Chief Financial Officercontrolsince 12/2022 · owns less than 5%
- M•••••••• L••••• J•••• · Chief Compliance Officer And Associate General Counselcontrolsince 12/2022 · owns less than 5%
- A••••••• N•••• K•••• · Managing Membercontrolsince 01/2015 · owns 75% or more of R•• M•••••• L••
Entity owners
- R•• M•••••• L•• · Managing Memberdirect · owns 75% or more
Related persons
Schedule D 7.A
- R•••• C•••••• G••••• C• L••pooled vehicle sponsorn
- R•••• C•••••• G••••• I• L••pooled vehicle sponsorn
- R•••• C•••••• G••••• I• S•••••• L••pooled vehicle sponsorn
- R•••• C•••••• G••••• I•• L••pooled vehicle sponsorn
- R•••• C•••••• G••••• I• L••pooled vehicle sponsorn
- R•••• C•••••• G••••• V• L••pooled vehicle sponsorn
- R•••• C•••••• G••••• V• L••pooled vehicle sponsorn
- R•••• D••••••••• R••••••••• G••••• I• L••pooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Accounts · 16 to 14Mar 28, 2025 to Mar 31, 2026
- Advisory employees · 100 to 104Mar 28, 2025 to Mar 31, 2026
- Pooled vehicle clients · 16 to 14Mar 28, 2025 to Mar 31, 2026
- Employees · 138 to 145Mar 28, 2025 to Mar 31, 2026
- Private funds · 16 to 14Mar 28, 2025 to Mar 31, 2026
- Discretionary RAUM · $33B to $34BMar 28, 2025 to Mar 31, 2026
- Pooled vehicle RAUM · $33B to $34BMar 28, 2025 to Mar 31, 2026
- RAUM · $33B to $34BMar 28, 2025 to Mar 31, 2026
- Accounts · 14 to 16Mar 29, 2024 to Mar 28, 2025
- Advisory employees · 87 to 100Mar 29, 2024 to Mar 28, 2025
- Pooled vehicle clients · 14 to 16Mar 29, 2024 to Mar 28, 2025
- Employees · 123 to 138Mar 29, 2024 to Mar 28, 2025
- Financial planning clients · 0 to 0Mar 29, 2024 to Mar 28, 2025
- Private funds · 14 to 16Mar 29, 2024 to Mar 28, 2025
- Discretionary RAUM · $32B to $33BMar 29, 2024 to Mar 28, 2025
- Pooled vehicle RAUM · $32B to $33BMar 29, 2024 to Mar 28, 2025
- RAUM · $32B to $33BMar 29, 2024 to Mar 28, 2025
- Accounts · 16 to 14Jul 5, 2023 to Mar 29, 2024
- Advisory employees · 84 to 87Jul 5, 2023 to Mar 29, 2024
- Pooled vehicle clients · 16 to 14Jul 5, 2023 to Mar 29, 2024
- Employees · 106 to 123Jul 5, 2023 to Mar 29, 2024
- Other offices · 1 to 0Jul 5, 2023 to Mar 29, 2024
- Private funds · 16 to 14Jul 5, 2023 to Mar 29, 2024
- Discretionary RAUM · $31B to $32BJul 5, 2023 to Mar 29, 2024
- Pooled vehicle RAUM · $31B to $32BJul 5, 2023 to Mar 29, 2024
- RAUM · $31B to $32BJul 5, 2023 to Mar 29, 2024
- Accounts · 15 to 16Dec 22, 2022 to Mar 31, 2023
- Advisory employees · 68 to 84Dec 22, 2022 to Mar 31, 2023
- Pooled vehicle clients · 15 to 16Dec 22, 2022 to Mar 31, 2023
- Employees · 110 to 106Dec 22, 2022 to Mar 31, 2023
- Private funds · 15 to 16Dec 22, 2022 to Mar 31, 2023
- Discretionary RAUM · $27B to $31BDec 22, 2022 to Mar 31, 2023
- Pooled vehicle RAUM · $27B to $31BDec 22, 2022 to Mar 31, 2023
- RAUM · $27B to $31BDec 22, 2022 to Mar 31, 2023
- Accounts · 11 to 15Mar 31, 2021 to Mar 31, 2022
- Advisory employees · 59 to 68Mar 31, 2021 to Mar 31, 2022
- Pooled vehicle clients · 11 to 15Mar 31, 2021 to Mar 31, 2022
- Employees · 100 to 110Mar 31, 2021 to Mar 31, 2022
- Private funds · 11 to 15Mar 31, 2021 to Mar 31, 2022
- Discretionary RAUM · $19B to $27BMar 31, 2021 to Mar 31, 2022
Signals
9 dated events
- David Paul Ginsberg (President) no longer on Schedule A of R•••• C•••••• M••••••••• L•• (listed 2023-03-31, absent 2023-07-05)Jul 5, 2023 · Control person left · inference
- James Louis Matthews (Chief Compliance Officer And Associate General Counsel) appeared on Schedule A of R•••• C•••••• M••••••••• L••Dec 22, 2022 · Control person joined · fact
- Charles Wesley Lee (Chief Financial Officer) appeared on Schedule A of R•••• C•••••• M••••••••• L••Dec 22, 2022 · Control person joined · fact
- Singh Pritpal Aujla (Chief Financial Officer) no longer on Schedule A of R•••• C•••••• M••••••••• L•• (listed 2022-03-31, absent 2022-12-22)Dec 22, 2022 · Control person left · inference
- R•••• C•••••• M••••••••• L•• reported RAUM $27.2B, up 46% from $18.6B (2021-03-31 to 2022-03-31)Mar 31, 2022 · RAUM change · derived
- Adam Tracy Haas (Chief Financial Officer) no longer on Schedule A of R•••• C•••••• M••••••••• L•• (listed 2020-03-30, absent 2021-03-31)Mar 31, 2021 · Control person left · inference
- Singh Pritpal Aujla (Chief Financial Officer) appeared on Schedule A of R•••• C•••••• M••••••••• L••Mar 31, 2021 · Control person joined · fact
- R•••• C•••••• M••••••••• L•• reported RAUM $14.2B, up 31% from $10.8B (2018-03-31 to 2019-03-28)Mar 28, 2019 · RAUM change · derived
- R•••• C•••••• M••••••••• L•• reported RAUM $10.8B, up 62% from $6.7B (2017-03-31 to 2018-03-31)Mar 31, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- R•••• C•••••• M••••••••• L•• · Independent Sponsorsshared crd · capital_provider
- R•••• C•••••• M••••••••• L•• · Private Equityshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- H•••://WWW.LINKEDIN.COM/COMPANY/R••••-CAPITALreportedpublic record, Form ADV, Sep 18, 2026
- Website
- H•••••••••reportedpublic record, Form ADV, Sep 18, 2026
- Principal office phone
- 404-591-5200reportedpublic record, Form ADV, Mar 31, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026