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Advisor at FIFTH THIRD SECURITIES, INC.
Frisco, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| FIFTH THIRD SECURITIES, INC. | Bd affiliated wealth | Aug 11, 2026 | n/a | yes | Frisco, TX | Current employment |
| STRATEGIC ADVISERS LLC | National bd RIA | Mar 31, 2025 | Aug 17, 2026 | no | CROSBY, TX|HOUSTON, TX|HOUSTON, TX|BOSTON, MA | Previous registration |
| FIDELITY PERSONAL AND WORKPLACE ADVISORS | Former SEC adviser | Sep 3, 2021 | Mar 31, 2025 | no | HOUSTON, TX | Previous registration |
| PNC MANAGED ACCOUNT SOLUTIONS, INC. | Former SEC adviser | Aug 21, 2015 | Jul 9, 2021 | no | HOUSTON, TX|KATY, TX|Houston, TX | Previous registration |
| CAPITAL ONE ADVISORS, LLC | Former SEC adviser | Jan 28, 2015 | Aug 7, 2015 | no | SEATTLE, WA | Previous registration |
| CAPITAL ONE FINANCIAL ADVISORS LLC | n/a | Feb 21, 2014 | Jan 28, 2015 | no | MELVILLE, NY|HOUSTON, TX | Previous registration |
| J.P. MORGAN SECURITIES LLC | Wirehouse | Oct 10, 2012 | Feb 12, 2014 | no | HOUSTON, TX|HOUSTON, TX | Previous registration |
| U.S. BANCORP INVESTMENTS, INC. | Former SEC adviser | Sep 19, 2011 | Sep 27, 2012 | no | ALBUQUERQUE, NM|Albuquerque, NM|Santa Fe, NM|Santa Fe, NM|Albuquerque, NM | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 3, 2011 | Oct 5, 2011 | no | SANTA FE, NM|SANTA FE, NM|RIO RANCHO, NM|ALBUQUERQUE, NM|SANTA FE, NM|SANTA FE, NM|ALBUQUERQUE, NM | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Jun 13, 2007 | Jan 3, 2011 | no | SANTA FE, NM|SANTA FE, NM | Previous registration |
| WAMU INVESTMENTS, INC. | n/a | May 23, 2007 | Jun 8, 2007 | no | AUBURN, WA|ENUMCLAW, WA|PUYALLUP, WA|SUMNER, WA|AUBURN, WA|BONNEY LAKE, WA|PUYALLUP, WA|PUYALLUP, WA | Previous registration |
| WELLS FARGO INVESTMENTS, LLC | n/a | Feb 13, 2007 | May 15, 2007 | no | ALBUQUERQUE, NM|ALBUQUERQUE, NM|ALBUQUERQUE, NM|ALBUQUERQUE, NM|ALBUQUERQUE, NM | Previous registration |