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C••••••• E•••••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor11 years in industry

C••••••• E•••••••• A•••••

Advisor at F•••• P••••••• W•••••• L••

Westport, CT

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Search this name across graphsid dfx:ria:44aca4b7-6449-7b38-aa82-0e10004b3020

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jun 25, 2019 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: F•••• P••••••• W•••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
F•••• P••••••• W•••••• L••	Independent wealth	Nov 7, 2024	n/a	yes	Westport, CT	Current employment
G•• F•••••••• S••••••••• L••	Former SEC adviser	Jan 7, 2020	Dec 6, 2024	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
G•• F•••••••• S••••••••• L••	F•••• P••••••• W•••••• L••	Dec 6, 2024	Nov 7, 2024	-29	Bulk transfer	RIA to RIA
M••••• S••••••	G•• F•••••••• S••••••••• L••	Dec 6, 2019

Relationships

Registered with (3)

→ F•••• P••••••• W•••••• L••Registered adviserregistration: current employment
Nov 7, 2024 to presentfactForm ADV
→ G•• F•••••••• S••••••••• L••Registered adviserregistration: previous registration
Jan 7, 2020 to Dec 6, 2024factForm ADV
→ M••••• S••••••Registered adviserregistration: previous registration
Jun 25, 2019 to Dec 6, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:44aca4b7-6449-7b38-aa82-0e10004b3020
First observed: Jun 25, 2019
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.