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CRD 284758
WEST HARTFORD, CT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BRIER, JOSHUA, I | Coo | Na | yes | 08/2022 | Oct 6, 2022 | Oct 11, 2024 |
| CD&R FERDINAND CO-INVESTOR, L.P. | Partner | C | yes | 08/2023 | Sep 27, 2023 | Oct 11, 2024 |
| CD&R FERDINAND HOLDINGS, L.P. | Partner | D | yes | 08/2023 | Sep 27, 2023 | Oct 11, 2024 |
| CIOTOLI, MELISSA, A | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | Na | yes | 07/2021 | Jul 12, 2021 | Oct 11, 2024 |
| CLAYTON, DUBILIER & RICE FUND XII, L.P. | Partner | D | yes | 08/2023 | Sep 27, 2023 | Oct 11, 2024 |
| FERDINAND FFP ACQUISITION, LLC | SHAREHOLDER, CLASS A COMMON STOCK | E | yes | 08/2023 | Sep 27, 2023 | Oct 11, 2024 |
| FERDINAND FFP INTERMEDIATE HOLDINGS, LLC | Member | E | yes | 08/2023 | Sep 27, 2023 | Oct 11, 2024 |
| FERDINAND FFP PARENT, INC. | Member | E | yes | 08/2023 | Sep 27, 2023 | Oct 11, 2024 |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | Shareholder | E | yes | 08/2023 | Sep 27, 2023 | Oct 11, 2024 |
| FERDINAND FFP ULTIMATE HOLDINGS, LP | SHAREHOLDER CLASS B COMMON STOCK | E | yes | 08/2023 | Sep 27, 2023 | Oct 11, 2024 |
| FOCUS FINANCIAL PARTNERS INC. | Member | E | yes | 07/2018 | Aug 23, 2018 | Oct 11, 2024 |
| FOCUS FINANCIAL PARTNERS, LLC | Member | E | yes | 01/2007 | Aug 1, 2016 | Oct 11, 2024 |
| FOCUS OPERATING, LLC | MEMBER (MANAGER) | E | yes | 08/2016 | Aug 1, 2016 | Oct 11, 2024 |
| GELB, RACHEL, MARYN | MANAGING DIRECTOR - CHRO | Na | yes | 07/2021 | Jul 12, 2021 | Oct 11, 2024 |
| GOLDBERG, GERALD, BARRY | CHIEF EXECUTIVE OFFICER AND CO-FOUNDER | Na | yes | 08/2016 | Aug 1, 2016 | Oct 11, 2024 |
| GOLDBERG, JOSHUA, SAMUEL | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | Na | yes | 06/2023 | Aug 25, 2023 | Oct 11, 2024 |
| GREEN, MICHAEL, LAWRENCE | MANAGING DIRECTOR AND SENIOR WEALTH ADVISOR | Na | yes | 07/2022 | Jul 15, 2022 | Oct 11, 2024 |
| HOTALING, BRUCE, T | MANAGING DIRECTOR AND CO-FOUNDER | Na | yes | 04/2023 | Apr 28, 2023 | Oct 11, 2024 |
| KARADIMAS, PETER, AUGUSTUS | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | Na | yes | 01/2019 | Jan 2, 2019 | Oct 11, 2024 |
| LEPORE, MICHAEL, JOSEPH | MANAGING DIRECTOR OF INSTITUTIONAL CLIENT SERVICES | Na | yes | 08/2016 | Aug 1, 2016 | Oct 11, 2024 |
| MCBRIDE, JOSEPH, BERNARD | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | Na | yes | 01/2019 | Jan 2, 2019 | Oct 11, 2024 |
| MCDONALD, CLAIRE, FOSTER | MANAGING DIRECTOR & SENIOR INSTITUTIONAL CONSULTANT | Na | yes | 08/2016 | Aug 1, 2016 | Oct 11, 2024 |
| YOLLES, JONATHAN, STUART | PRESIDENT OF PRIVATE CLIENT SERVICES & CO-FOUNDER | Na | yes | 08/2016 | Aug 1, 2016 | Oct 11, 2024 |
| CADENA, ROSA, DIANA | CHIEF COMPLIANCE OFFICER | Na | no | 03/2023 | Mar 29, 2023 | Oct 11, 2024 |
| COHEN, AARON | MANAGING DIRECTOR AND CO-FOUNDER | Na | no | 03/2023 | Mar 29, 2023 | Oct 11, 2024 |
| GIVENTER, CRAIG, MITCHELL | MANAGING DIRECTOR OF PORTFOLIO STRATEGIES | Na | no | 03/2023 | Mar 29, 2023 | Oct 11, 2024 |
| MARSDEN, VINCENT, JOHN | MANAGING DIRECTOR & SENIOR WEALTH ADVISOR | Na | no | 03/2023 | Mar 29, 2023 | Oct 11, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| SCS CAPITAL MANAGEMENT LLC | n/a | Independent wealth | $49B | N | yes | n/a |
| SENTINEL PENSION ADVISORS INC | n/a | Institutional manager | $12B | N | yes | n/a |
| FOCUS RISK SOLUTIONS, LLC | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Westport | Ct | United States | 15 | no |
| NEW YORK | NY | United States | 6 | no |
| Parsippany | Nj | United States | 3 | no |
| Wayne | Pa | United States | 3 | no |
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2023 | Mar 28, 2024 | $6.1B | $4.4B | 69 | 42 | 7 | n/a | n/a |
| 2022 | Mar 29, 2023 | $5.3B | $3.6B | 61 | 36 | 6 | n/a | n/a |
| 2021 | Mar 25, 2022 | $5.3B | $3.1B | 50 | 31 | 4 | n/a | n/a |
| 2020 | Mar 23, 2021 | $4.7B | $2.8B | 37 | 28 | 3 | n/a | n/a |
| 2019 | Mar 27, 2020 | $4.3B | $2.6B | 38 | 28 | 3 | n/a | n/a |
| 2018 | Feb 5, 2019 | $3.8B | $3.6B | 36 | 25 | 3 | n/a | n/a |
| 2017 | Mar 29, 2018 | $2.9B | $1.9B | 15 | 10 | 2 | n/a | n/a |
| 2016 | Mar 31, 2017 | $2.9B | $2.0B | 15 | 9 | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2023 | $6.1B | $5.3B | 14.8% | $4.7B | 8.6% | 69 | 61 | 6 | 6 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| HOTALING INVESTMENT MANAGEMENT, LLC | 2 | Apr 28, 2023 | Apr 28, 2023 | WAYNE, PA | Team lift out | RIA to RIA | 100.0% |
| FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC | 3 | Mar 28, 2023 | Apr 4, 2023 | AVENTURA, FL | Firm absorbed | RIA to RIA | 60.0% |
| FINANCIAL PARTNERS CAPITAL MANAGEMENT, LLC | 2 | Mar 28, 2023 | Apr 4, 2023 | NEW YORK, NY | Team lift out | RIA to RIA | 40.0% |
| WECHTER FELDMAN WEALTH MANAGEMENT, INC. | 2 | Oct 1, 2021 | Oct 4, 2021 | PARSIPPANY, NJ | Team lift out | RIA to RIA | 100.0% |
| RESNICK ADVISORS | 11 | Jan 2, 2019 | Jan 2, 2019 | WESTPORT, CT | Firm absorbed | Other | 100.0% |
| WELLS FARGO ADVISORS | 8 | Aug 2, 2016 | May 24, 2017 | WEST HARTFORD, CT | Team lift out | Wirehouse to new firm | 0.6% |