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CRD 105276
MEMPHIS, TN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| S••••••••• E••••••• C••••••••• O••••••••• I••• | Hedge Fund | $61.1M | Mar 30, 2023 | 19 | Mar 30, 2021 | dropped | 021-372944 |
| S••••••••• E••••••• C••••••••• O••••••••• L• | Hedge Fund | $56.9M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G••••••••• R••••••• E••••• | CEO / SHAREHOLDER / DIRECTOR | B | yes | 08/2016 | Feb 2, 2012 | Dec 18, 2024 |
| H••••••• O•••• M•••• | CHAIRMAN/SHAREHOLDER/DIRECTOR | C | yes | 09/1975 | Feb 2, 2012 | Dec 18, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| S••••••••• A•••• M••••••••• I••••••••• ••••••••• P••• L•• | n/a | Institutional manager | $703M | Y | no | n/a |
| S••••••••• A•••• M••••••••• I••••••••• ••• L••• | n/a | Former SEC adviser | $0 | Y | no |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Greenwich | Ct | United States | 1 | yes |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $3.7B | $4.3B | -14.4% | $5.5B | -12.2% | 29 | 31 | 1 | 1 |
| 13 |
| Mar 27, 2024 |
| dropped |
| 021-372944 |
| S••••••••• G••••• E••••• F••• L• | Hedge Fund | $30.1M | Dec 18, 2024 | 4 | Mar 30, 2021 | dropped | 021-381956 |
| S••••••••• C••••••••• V•••• M••••• F••• L•• | Hedge Fund | $1.2M | Apr 30, 2021 | 34 | Apr 21, 2015 | dropped | 021-238304 |
| GENERAL COUNSEL / SHAREHOLDER / CCO / SECRETARY / DIRECTOR |
| Na |
| yes |
| 01/2003 |
| Feb 2, 2012 |
| Dec 18, 2024 |
| P••••••••• J••••••• B••••• | CHIEF FINANCIAL OFFICER, SHAREHOLDER | Na | yes | 01/2018 | Mar 28, 2018 | Dec 18, 2024 |
| S••••••••• A•••• M••••••••• ••• L•• | n/a | n/a | n/a | Y | no | n/a |
| Mar 27, 2026 |
| $3.7B |
| $3.7B |
| 29 |
| 14 |
| 1 |
| 1 |
| n/a |
| 2024 | Mar 28, 2025 | $4.3B | $4.3B | 31 | 8 | 1 | 2 | n/a |
| 2023 | Mar 27, 2024 | $5.3B | $5.3B | 25 | 10 | 1 | 3 | $131M |
| 2022 | Mar 30, 2023 | $5.5B | $5.5B | 37 | 12 | 1 | 3 | $197M |
| 2021 | Mar 30, 2022 | $11B | $11B | 51 | 14 | 3 | 3 | $322M |
| 2020 | Mar 30, 2021 | $10B | $10B | 61 | 14 | 3 | 4 | $339M |
| 2019 | Mar 27, 2020 | $13B | $13B | 70 | 14 | 3 | 2 | $169M |
| 2018 | Mar 28, 2019 | $14B | $14B | 70 | 14 | 3 | 2 | $1.2B |
| 2017 | Mar 28, 2018 | $18B | $18B | 70 | 14 | 3 | 2 | $883M |
| 2016 | Mar 30, 2017 | $19B | $19B | 63 | 13 | n/a | 2 | $883M |
| 2015 | Mar 29, 2016 | $20B | $20B | 60 | 11 | n/a | 2 | $627M |
| 2014 | Mar 30, 2015 | $31B | $31B | 60 | 11 | n/a | n/a | n/a |
| 2013 | Mar 28, 2014 | $35B | $35B | 60 | 11 | n/a | n/a | n/a |
| 2012 | Mar 28, 2013 | $32B | $32B | 60 | 11 | n/a | n/a | n/a |
| 2011 | Feb 2, 2012 | $31B | $31B | n/a | n/a | n/a | n/a | n/a |