DFX Intelligence

G•••••••• P••• P•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserinstitutional managerSEC registeredRAUM under $100M

G•••••••• P••• P•••••••

G•••••••• P••• P•••••••, LLC, CRD 314679

MEMPHIS, TN

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Search this name across graphsid dfx:ria:7f3a8b34-0a8d-ff77-c1f3-83a8c687b269

Data as of Mar 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 6:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 7
On other graphs: 0
Observed: May 10, 2021 to Mar 27, 2026
14 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: institutional managerderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=1.0 related_bd=false related_bank=false bd_reps=3.0
Regulatory AUM: $22.9M••• Locked
Discretionary RAUM: $22.9M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 29

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A••••••••• B••••••• K•••••	CEO, MANAGING MEMBER, PORTFOLIO MANAGER	D	yes	04/2021	May 10, 2021	Dec 18, 2024
H••••••• O•••• M••••	CHAIRMAN, SHAREHOLDER, DIRECTOR	C	yes	09/1975	May 14, 2021	Dec 18, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
S••••••••• A•••• M••••••••• I•••	n/a	Asset manager	$3.7B	Y	no	n/a
S••••••••• A•••• M••••••••• I••••••••• ••••••••• P••• L••	n/a	Institutional manager	$703M	N	yes

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 27, 2026

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$22.9M	$28.9M	-20.9%	$16.6M	11.2%	29	31	0	0

Relationships

Affiliated with (3)

→ S••••••••• A•••• M••••••••• I•••Registered adviserother investment adviser, pooled vehicle sponsor, control
factForm ADV
→ S••••••••• A•••• M••••••••• I••••••••• ••• L•••Registered adviserother investment adviser, common control
factForm ADV
→ S••••••••• A•••• M••••••••• I••••••••• ••••••••• P••• L••Registered adviserother investment adviser, common control
factForm ADV

Controls (5)

Dated events

Occurred
Dec 18, 2024
Control person joined
Mason Otis Hawkins (Chairman, Shareholder, Director) appeared on Schedule A of G•••••••• P••• P•••••••
Form ADVobserved 7 days ago
Occurred
Dec 18, 2024
Control person left
Staley George Cates (Vice Chairman, Shareholder, Director) no longer on Schedule A of G•••••••• P••• P••••••• (listed 2024-12-18, absent 2024-12-18)
Form ADVobserved 7 days ago
Occurred
Jun 7, 2024
Control person left
Jason Michael Wittke (Chief Compliance Officer) no longer on Schedule A of G•••••••• P••• P••••••• (listed 2024-03-27, absent 2024-06-07)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:7f3a8b34-0a8d-ff77-c1f3-83a8c687b269
First observed: May 10, 2021
Last observed: Mar 27, 2026 5 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.