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RIA / WealthAdvisor27 years in industry

RICARDO ANTONIO LIMA

Advisor at CONCURRENT INVESTMENT ADVISORS, LLC

Dallas, TX | TAMPA, FL

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Search this name across graphsid dfx:ria:44b4bddf-584e-7f7e-ea41-eff229053510

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:59 AM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: Jun 11, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CONCURRENT INVESTMENT ADVISORS, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 27, 1999earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: May 27, 1999
First registration: Jun 11, 2002
Dual registered: no
Other names: RICARDO ANTONIO LIMA|RICK LIMA|RICKY LIMA|RICARDO ANTONIO LIMA|RICARDO A LIMA
IAPD individual key: 2507353

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CONCURRENT INVESTMENT ADVISORS, LLC	Independent wealth	Apr 25, 2023	n/a	yes	Dallas, TX\|TAMPA, FL	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Feb 15, 2019	May 17, 2023	no	DALLAS, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Dec 6, 2011	Feb 26, 2019	no	DALLAS, TX\|DALLAS, TX\|PLANO, TX	Previous registration
MORGAN STANLEY	Wirehouse	Jun 1, 2009	Jan 5, 2012	no	Dallas, TX	Previous registration
CITIGROUP GLOBAL MARKETS INC.	Bd affiliated wealth	Feb 20, 2007	Jun 1, 2009	no	DALLAS, TX	Previous registration
FIDUCIARY FINANCIAL SERVICES WEALTH MANAGEMENT	Former SEC adviser	May 12, 2005	Feb 20, 2007	no	DALLAS, TX	Previous registration
BANC OF AMERICA INVESTMENT SERVICES, INC.	n/a	Feb 17, 2004	Mar 2, 2005	no	DALLAS, TX	Previous registration
RBC CAPITAL MARKETS, LLC	National bd RIA	Jun 11, 2002	Dec 17, 2002	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	CONCURRENT INVESTMENT ADVISORS, LLC	May 17, 2023	Apr 25, 2023	-22	Bulk transfer	Ibd to RIA
UBS FINANCIAL SERVICES INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Feb 26, 2019	Feb 15, 2019	-11	Firm change	Wirehouse to ibd
MORGAN STANLEY	UBS FINANCIAL SERVICES INC.	Jan 5, 2012	Dec 6, 2011	-30	Firm change	Wirehouse to wirehouse
CITIGROUP GLOBAL MARKETS INC.	MORGAN STANLEY	Jun 1, 2009	Jun 1, 2009	0	Bulk transfer	Other
FIDUCIARY FINANCIAL SERVICES WEALTH MANAGEMENT	CITIGROUP GLOBAL MARKETS INC.	Feb 20, 2007	Feb 20, 2007	0	Firm change	Other
BANC OF AMERICA INVESTMENT SERVICES, INC.	FIDUCIARY FINANCIAL SERVICES WEALTH MANAGEMENT	Mar 2, 2005	May 12, 2005	71	Firm change	Other
RBC CAPITAL MARKETS, LLC	BANC OF AMERICA INVESTMENT SERVICES, INC.	Dec 17, 2002	Feb 17, 2004	427	Firm change after gap	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
8174:149018:TX:2019-02-21	Feb 26, 2019	Feb 15, 2019	PLANO, TX	Firm change

Relationships

Registered with (8)

→ CONCURRENT INVESTMENT ADVISORS, LLCRegistered adviserregistration: current employment
Apr 25, 2023 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Feb 15, 2019 to May 17, 2023factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Dec 6, 2011 to Feb 26, 2019factForm ADV
→ MORGAN STANLEYRegistered adviserregistration: previous registration
Jun 1, 2009 to Jan 5, 2012factForm ADV
→ CITIGROUP GLOBAL MARKETS INC.Registered adviserregistration: previous registration
Feb 20, 2007 to Jun 1, 2009factForm ADV
→ FIDUCIARY FINANCIAL SERVICES WEALTH MANAGEMENTRegistered adviserregistration: previous registration
May 12, 2005 to Feb 20, 2007factForm ADV
→ BANC OF AMERICA INVESTMENT SERVICES, INC.Registered adviserregistration: previous registration
Feb 17, 2004 to Mar 2, 2005factForm ADV
→ RBC CAPITAL MARKETS, LLCRegistered adviserregistration: previous registration
Jun 11, 2002 to Dec 17, 2002factForm ADV

Dated events

No dated event names this entity yet.