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F•••••••• F•••••••• S••••••• W••••• M•••••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 100m 1b

F•••••••• F•••••••• S••••••• W••••• M•••••••••

F•••••••• FINANCIAL SERVICES OF THE SOUTHWEST INC, CRD 106607

DALLAS, TX

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Search this name across graphsid dfx:ria:ac6d3a9f-530c-515b-333d-5d59b4b51469

Data as of Sep 27, 2019 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:44 AM UTC and rebuilt at most every 15 minutes.

Relationships: 13
Dated events: 2
On other graphs: 0
Observed: Mar 30, 2012 to Sep 27, 2019
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $405MItem 5.F on the latest filing (2019-09-27); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $404M
Private client RAUM: $372MderivedItem 5.D individuals plus high net worth individuals
Private client share: 92%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B• R•••• F••••••••• I•••	Parent	E	yes	07/2014	Aug 4, 2017	Sep 27, 2019
B• R•••• W••••• M••••••••• H•••••••• I•••	Shareholder	E	yes	05/2015	Jul 9, 2019

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
B• R•••• W••••• M••••••••• I•••	n/a	Former SEC adviser	$4.1B	N	yes	n/a
W••••••••• C•••••• M••••••••• L••	n/a	Former SEC adviser	$231M	N	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2019	$405M	$378M	7.1%	$364M	3.6%	9	9	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
B• R•••• W••••• M•••••••••	2	Nov 18, 2020	Jan 22, 2020	DALLAS, TX	Team lift out	RIA to ibd	100.0%

Relationships

Affiliated with (3)

→ W••••••••• C•••••• M•••••••••Registered adviserother investment adviser, common control
factForm ADV
→ B• R•••• C•••••• M•••••••••Registered adviserother investment adviser, bank, common control
factForm ADV
→ B• R•••• W••••• M•••••••••Registered adviserother investment adviser, broker-dealer, common control
factForm ADV

Controls (5)

← B••••••• S••••••• J•••••

Dated events

Occurred
Sep 27, 2019
Control person left
Anthony James Parrish (Director) no longer on Schedule A of F•••••••• F•••••••• S••••••• W••••• M••••••••• (listed 2019-07-09, absent 2019-09-27)
Form ADVobserved 7 days ago
Occurred
Mar 21, 2019
Control person left
Blake Nolan Hughes (Chief Compliance Officer) no longer on Schedule A of F•••••••• F•••••••• S••••••• W••••• M••••••••• (listed 2018-09-27, absent 2019-03-21)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:ac6d3a9f-530c-515b-333d-5d59b4b51469
First observed: Mar 30, 2012
Last observed: Sep 27, 2019 85 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.