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Advisor at THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES
TUCSON, AZ | EDEN PRAIRIE, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES | Independent wealth | Jan 15, 2021 | n/a | yes | TUCSON, AZ|EDEN PRAIRIE, MN | Current employment |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jan 2, 2009 | Jul 15, 2021 | no | BLOOMINGTON, MN|EDEN PRAIRIE, MN | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | n/a | Aug 1, 2008 | Jan 2, 2009 | no | BLOOMINGTON, MN|ARDEN HILLS, MN|ROSEVILLE, MN|EDEN PRAIRIE, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | THE WEALTH GROUP - AUSTIN B. COLBY & ASSOCIATES | Jul 15, 2021 | Jan 15, 2021 | -181 | Firm change after gap | Ibd to new firm |
| RAYMOND JAMES FINANCIAL SERVICES, INC. | RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Jan 2, 2009 | Jan 2, 2009 | 0 | Bulk transfer | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:311385:MN:2021-07-07 | Jul 15, 2021 | Jan 15, 2021 | EDEN PRAIRIE, MN | Firm change after gap |