This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$711MItem 5.F on the latest filing (2026-01-14); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$707M

Private client RAUM

$711MderivedItem 5.D individuals plus high net worth individuals

Private client share

100%derivedprivate client RAUM over total RAUM

Advisors on IAPD

12

RAUM per advisor

$59.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

12

Advisory employees

10

Offices

1Schedule D 1.F, beyond the principal office

Accounts

2,486

Individual clients

314

High net worth clients

277

Custody, client assets

$800,000

SEC number

801-120158

CRD

311385

Filings on the tape

23

First filed

Dec 15, 2020

Latest filed

Jan 14, 2026

Organised

Corporation, MN

• Occurred

  Jan 14, 2026
  Regulatory AUM changed

  The Wealth Group - Austin B. Colby & Associates reported RAUM $711.0M, up 25% from $566.7M (2025-11-11 to 2026-01-14)

  Form ADVobserved 5 days ago
  $144M
• Occurred

  Dec 15, 2020
  First Form ADV filing

  The Wealth Group - Austin B. Colby & Associates filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:f47b8a09-d8f3-d1ad-156d-399de678ff92

First observed

Dec 15, 2020

Last observed

Jan 14, 2026 8 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.