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RIA / WealthAdvisordual registered (broker-dealer)28 years in industry

SCOTT PARKER MAYO

Advisor at RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

ELKHORN, NE

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Search this name across graphsid dfx:ria:44bcf091-c58f-2228-8d69-74a98fdca3de

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 5:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Oct 18, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 3, 1997earliest registration or exam on IAPD
Years in industry: 28derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 2
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 3, 1997
First registration: Oct 18, 2001
Dual registered: yes, broker-dealer
IAPD individual key: 2955731

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Sep 23, 2013	n/a	yes	ELKHORN, NE	Current employment
FIRST NATIONAL CAPITAL MARKETS, INC.	Former SEC adviser	Jun 2, 2010	Sep 23, 2013	no	OMAHA, NE\|OMAHA, NE\|OMAHA, NE\|OMAHA, NE	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Oct 18, 2001	Jun 2, 2010	no	OMAHA, NE\|OMAHA, NE\|LAVISTA, NE\|PAPILLION, NE\|OMAHA, NE\|OMAHA, NE\|OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIRST NATIONAL CAPITAL MARKETS, INC.	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Sep 23, 2013	Sep 23, 2013	0	Firm change	Other
CETERA INVESTMENT SERVICES LLC	FIRST NATIONAL CAPITAL MARKETS, INC.	Jun 2, 2010	Jun 2, 2010	0	Firm change	Other

Relationships

Registered with (3)

→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: current employment
Sep 23, 2013 to presentfactForm ADV
→ FIRST NATIONAL CAPITAL MARKETS, INC.Registered adviserregistration: previous registration
Jun 2, 2010 to Sep 23, 2013factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Oct 18, 2001 to Jun 2, 2010factForm ADV

Dated events

No dated event names this entity yet.