DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)29 years in industry

JAMES EDWARD HUGHES

Advisor at DOMINION PORTFOLIO MANAGEMENT, INC.

TAMPA, FL | JASPER, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:44c3393f-511a-4e66-7f5b-14deac947d45

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 10:58 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Sep 15, 2009 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: DOMINION PORTFOLIO MANAGEMENT, INC.
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 1, 1997earliest registration or exam on IAPD
Years in industry: 29derivedfrom the industry start date
Years at current firm: 9derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66|S63
First exam: Nov 6, 1997
First registration: Sep 15, 2009
Dual registered: yes, broker-dealer
Other names: JIM HUGHES
IAPD individual key: 2964182

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
DOMINION PORTFOLIO MANAGEMENT, INC.	Independent wealth	Jun 26, 2017	n/a	yes	JASPER, TX\|TAMPA, FL	Current employment
VSR ADVISORY SERVICES	Former SEC adviser	Sep 2, 2016	Nov 2, 2016	no	OVERLAND PARK, KS\|JASPER, TX	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Sep 1, 2016	Jun 30, 2017	no	JASPER, TX	Previous registration
VSR ADVISORY SERVICES	Former SEC adviser	Sep 15, 2009	Sep 1, 2016	no	JASPER, TX\|JASPER, TX\|OVERLAND PARK, KS\|WORDEN, IL\|OVERLAND PARK, KS	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
SUMMIT FINANCIAL GROUP INC	VSR ADVISORY SERVICES	Jun 30, 2017	Sep 2, 2016	-301	Channel change	Other
VSR ADVISORY SERVICES	DOMINION PORTFOLIO MANAGEMENT, INC.	Nov 2, 2016	Jun 26, 2017	236	Firm change	Other
VSR ADVISORY SERVICES	SUMMIT FINANCIAL GROUP INC	Sep 1, 2016	Sep 1, 2016	0	Bulk transfer	Other

Relationships

Registered with (3)

→ DOMINION PORTFOLIO MANAGEMENT, INC.Registered adviserregistration: current employment
Jun 26, 2017 to presentfactForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Sep 1, 2016 to Jun 30, 2017factForm ADV
→ VSR ADVISORY SERVICESRegistered adviserregistration: previous registration
Sep 2, 2016 to Nov 2, 2016factForm ADV

Dated events

No dated event names this entity yet.