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RIA / WealthRegistered adviserindependent wealth managerSEC registeredRAUM 100m 1b

DOMINION PORTFOLIO MANAGEMENT, INC.

CRD 106918

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8412632c-ee6d-121f-4b18-2c6a0d0d2c4d

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Relationships: 42
Dated events: 13
On other graphs: 0
Observed: Mar 29, 2012 to Aug 6, 2026
77 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: independent wealth managerderivedprivate_client_share=1.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=18.0
Regulatory AUM: $277MItem 5.F on the latest filing (2026-08-06); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $277M
Private client RAUM: $277MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 16
RAUM per advisor: $17.3Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book
Employees: 18
Advisory employees: 18
Offices: 13Schedule D 1.F, beyond the principal office
Accounts: 782
Individual clients: 756
High net worth clients: 26
SEC number: 801-115280
CRD: 106918
Filings on the tape: 77
First filed: Mar 29, 2012
Latest filed: Aug 6, 2026
Organised: Corporation, TX

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
THOMAS STANLEY BRISTER	Certified Financial Planner	TAMPA, FL \| EVERGREEN, CO	20	43	1	yes
JOYCE LYNELL BRISKIN	n/a	TAMPA, FL \| SAN ANTONIO, TX	20	46	n/a	yes
JOHN ERNEST BOYD	n/a	TAMPA, FL \| AMARILLO, TX	15	41	n/a	yes
RANDALL WARREN SMITH	n/a	TAMPA, FL \| Horseshoe Bay, TX	15	41	n/a	yes
JOY ELIZABETH LAWRENCE	n/a	TAMPA, FL	13	15	n/a	yes
WILLIAM DALE HESTER	n/a	CANTON, TX \| TAMPA, FL	9	39	3	yes
DREW ELDRED NIXON	n/a	CARTHAGE, TX \| TAMPA, FL	9	41	3	yes
JAMES EDWARD HUGHES	n/a	TAMPA, FL \| JASPER, TX	9	29	3	yes
DARYL ANTHONY ARNETT	n/a	FISHERS, IN \| Fishers, IN \| TAMPA, FL	8	24	5	yes
REYNALDO BATISTA	n/a	TAMPA, FL \| Montgomery, TX \| MONTGOMERY, TX	8	12	1	yes
Bryan Clemmons	n/a	TAMPA, FL \| ATHENS, TX	8	12	1	yes
ROBERT MARTIN WERR	n/a	TAMPA, FL \| BURR RIDGE, IL	7	33	1	yes
STEPHANIE DIANE ACOSTA	n/a	TAMPA, FL \| JASPER, TX	6	16	n/a	yes
JOSEPH MARINO ST GEORGE	n/a	KANSAS CITY, MO \| TAMPA, FL	5	15	1	yes
CHARLES EDWARD MARAGGIA	n/a	CARTHAGE, TX	5	13	n/a	yes
LAUREN HESTER JASON	n/a	CANTON, TX	4	13	3	yes
Anthony Dayne Arnett	n/a	Fishers, IN \| Marble Falls, TX \| TAMPA, FL	0	12	n/a	yes
Balint Barnabas Gal	n/a	Fishers, IN \| Marble Falls, TX \| TAMPA, FL	0	10	n/a	yes

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
CALTON & ASSOCIATES, INC.	Shareholder	E	yes	07/2023	Aug 16, 2023	Mar 20, 2024
CALTON, DEREK, JAY	VICE PRESIDENT/DIRECTOR	Na	yes	07/2023	Aug 16, 2023	Mar 20, 2024
CALTON, DWAYNE, KENT	PRESIDENT/DIRECTOR	Na	yes	07/2023	Aug 16, 2023	Mar 20, 2024
CICCATI, RANDALL, LEE	CEO/DIRECTOR	Na	yes	07/2023	Aug 16, 2023	Mar 20, 2024
Fussa Ocasio, Fernando	CHIEF FINANCIAL OFFICER/FINOP	Na	yes	07/2023	Aug 16, 2023	Mar 20, 2024
RAHMOUNI IDRISSI, SAAD	CHIEF COMPLIANCE OFFICER	Na	yes	07/2023	Aug 16, 2023	Mar 20, 2024
RICHARDSON, PAUL, REID	CHIEF OPERATING OFFICER	Na	yes	07/2023	Aug 16, 2023	Mar 20, 2024
SINGH, RAMESHWAR	DIRECTOR / SECRETARY /PRESIDENT OF ADVISORY SERVICES	Na	yes	07/2023	Aug 16, 2023	Mar 20, 2024

Affiliates (Item 7.A)

as filed on Item 7.A; a related person with a CRD on the graph links to its own page

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
CALTON & ASSOCIATES, INC.	n/a	Independent wealth	$1.6B	Y	no	n/a
PEAKSHARES LLC	n/a	Asset manager	$110M	N	yes	n/a

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
n/a	n/a	n/a	2	yes
KANSAS CITY	Mo	United States	1	yes
KANSAS CITY	Mo	United States	1	yes
Amarillo	TX	United States	1	yes
Athens	TX	United States	1	yes
Athens	TX	United States	1	yes
Canton	TX	United States	1	yes
Carthage	TX	United States	1	yes
Houston	TX	United States	1	yes
Jasper	TX	United States	1	yes
Wenatchee	Wa	United States	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes
n/a	n/a	n/a	1	yes

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line; showing 11 of 13

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Apr 17, 2026	$277M	$277M	18	18	13	n/a	n/a
2024	Mar 31, 2025	$261M	$261M	20	20	14	n/a	n/a
2023	Mar 20, 2024	$153M	$152M	21	21	16	n/a	n/a
2022	Mar 15, 2023	$188M	$188M	21	21	14	n/a	n/a
2021	Mar 10, 2022	$234M	$232M	21	19	16	n/a	n/a
2020	Mar 15, 2021	$159M	$158M	24	21	16	n/a	n/a
2019	Feb 24, 2020	$134M	$133M	30	28	21	n/a	n/a
2014	Mar 31, 2015	$29.3M	$29.3M	21	18	n/a	n/a	n/a
2013	Mar 28, 2014	$35.1M	$35.1M	24	21	n/a	n/a	n/a
2012	Mar 26, 2013	$106M	$106M	25	21	n/a	n/a	n/a
2011	Mar 29, 2012	$113M	$113M	n/a	n/a	n/a	n/a	n/a

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	6.3%	0	1	0	0	2

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$277M	$261M	6.1%	$188M	13.8%	18	20	13	14

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
STONEBRIDGE INVESTMENT ADVISORS, LLC	2	Jun 30, 2021	Aug 31, 2020	JACKSON, TN	Team lift out	Other	11.1%

Teams in

teams that arrived here from one firm together

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
SUMMIT FINANCIAL GROUP INC	2	Mar 6, 2017	Feb 23, 2017	CANTON, TX	Team lift out	Other	0.7%

Relationships

Affiliated with (5)

→ CALTON & ASSOCIATES, INC.Registered adviserother investment adviser, broker-dealer, control
factForm ADV
→ PEAKSHARES LLCRegistered adviserother investment adviser, common control
factForm ADV
← MUTUAL TRUST ASSET MGMT., INC.Registered adviserother investment adviser, common control
factForm ADV
← CALTON & ASSOCIATES, INC.Registered adviserother investment adviser, control, common control
factForm ADV
← PEAKSHARES LLCRegistered adviserother investment adviser, common control
factForm ADV

Registered with (26)

← LAUREN HESTER JASONAdvisorregistration: previous registration
Feb 23, 2017 to Feb 25, 2020factForm ADV
← CHARLES EDWARD MARAGGIAAdvisorregistration: current employment
Sep 2, 2021 to presentfactForm ADV
← JOSEPH MARINO ST GEORGEAdvisorregistration: current employment
Nov 17, 2020 to presentfactForm ADV
← STEPHANIE DIANE ACOSTAAdvisorregistration: current employment
Sep 11, 2020 to presentfactForm ADV
← ROBERT MARTIN WERRAdvisorregistration: current employment
Jun 10, 2019 to presentfactForm ADV
← Bryan ClemmonsAdvisorregistration: current employment
Apr 3, 2018 to presentfactForm ADV
← REYNALDO BATISTAAdvisorregistration: current employment
Feb 1, 2018 to presentfactForm ADV
← DARYL ANTHONY ARNETTAdvisorregistration: current employment
Dec 14, 2017 to presentfactForm ADV
← JAMES EDWARD HUGHESAdvisorregistration: current employment
Jun 26, 2017 to presentfactForm ADV
← DREW ELDRED NIXONAdvisorregistration: current employment
Jun 23, 2017 to presentfactForm ADV
← WILLIAM DALE HESTERAdvisorregistration: current employment
Feb 23, 2017 to presentfactForm ADV
← JOY ELIZABETH LAWRENCEAdvisorregistration: current employment
Apr 4, 2013 to presentfactForm ADV
← RANDALL WARREN SMITHAdvisorregistration: current employment
Jun 2, 2011 to presentfactForm ADV
← JOHN ERNEST BOYDAdvisorregistration: current employment
May 31, 2011 to presentfactForm ADV
← JOYCE LYNELL BRISKINAdvisorregistration: current employment
Feb 6, 2006 to presentfactForm ADV
← THOMAS STANLEY BRISTERAdvisorregistration: current employment
Jan 17, 2006 to presentfactForm ADV
← DOUG SCOTT GRAUMANNAdvisorregistration: previous registration
Jan 2, 2026 to Sep 10, 2026factForm ADV
← Billy Wayne ClementsAdvisorregistration: previous registration
Apr 12, 2023 to Dec 31, 2023factForm ADV
← PHILLIP DEERE BRYANTAdvisorregistration: previous registration
Aug 26, 2011 to Jun 30, 2021factForm ADV
← ROBERT ADDISON CALDWELLAdvisorregistration: previous registration
Aug 16, 2005 to Jun 30, 2021factForm ADV
← KIMBERLY ANN MELTONAdvisorregistration: previous registration
Aug 20, 2012 to Jun 30, 2021factForm ADV
← RICHARD LYNN HAVARDAdvisorregistration: previous registration
Dec 1, 2017 to Apr 1, 2020factForm ADV
← DENICE RENE LANDAdvisorregistration: previous registration
Mar 21, 2017 to Jul 24, 2019factForm ADV
← JOE CARROLL RUSTAdvisorregistration: previous registration
Oct 22, 2011 to Jul 3, 2017factForm ADV
← KATHY LYNNE COLBYAdvisorregistration: previous registration
Jan 13, 2011 to Feb 29, 2016factForm ADV
← FREDERICK MICHAEL HANISHAdvisorregistration: previous registration
Oct 28, 2011 to Jul 7, 2014factForm ADV

Controls (8)

← RICHARDSON, PAUL, REIDOwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Aug 16, 2023 to Mar 20, 2024factForm ADV
← CALTON, DEREK, JAYOwnerVICE PRESIDENT/DIRECTOR, ownership code NA, individual
Aug 16, 2023 to Mar 20, 2024factForm ADV
← CICCATI, RANDALL, LEEOwnerCEO/DIRECTOR, ownership code NA, individual
Aug 16, 2023 to Mar 20, 2024factForm ADV
← CALTON & ASSOCIATES, INC.OwnerSHAREHOLDER, ownership code E, domestic entity
Aug 16, 2023 to Mar 20, 2024factForm ADV
← Fussa Ocasio, FernandoOwnerCHIEF FINANCIAL OFFICER/FINOP, ownership code NA, individual
Aug 16, 2023 to Mar 20, 2024factForm ADV
← RAHMOUNI IDRISSI, SAADOwnerCHIEF COMPLIANCE OFFICER, ownership code NA, individual
Aug 16, 2023 to Mar 20, 2024factForm ADV
← SINGH, RAMESHWAROwnerDIRECTOR / SECRETARY /PRESIDENT OF ADVISORY SERVICES, ownership code NA, individual
Aug 16, 2023 to Mar 20, 2024factForm ADV
← CALTON, DWAYNE, KENTOwnerPRESIDENT/DIRECTOR, ownership code NA, individual
Aug 16, 2023 to Mar 20, 2024factForm ADV

Moved with (1)

← SUMMIT FINANCIAL GROUP INCRegistered adviser2 advisors, team lift out, same day
Mar 6, 2017 to Feb 23, 2017factForm ADV

Dated events

1 bookkeeping events (roster, classification and holdings changes) folded below

Occurred
Sep 10, 2026
Advisor changed firm
Doug Scott Graumann left Dominion Portfolio Management, Inc. for Chelsea Advisory Services, Inc (registered 2026-08-27)
Form ADVobserved 3 days ago
Occurred
Mar 31, 2025
Regulatory AUM changed
Dominion Portfolio Management, Inc. reported RAUM $261.3M, up 71% from $153.0M (2024-03-20 to 2025-03-31)
Form ADVobserved 3 days ago
$108M
Occurred
Dec 31, 2023
Advisor changed firm
Billy Wayne Clements left Dominion Portfolio Management, Inc. for Financial Security Services Group, Inc. (registered 2024-05-15)
Form ADVobserved 3 days ago
Occurred
Aug 16, 2023
Control person joined
Kent Dwayne Calton (President/Director) appeared on Schedule A of Dominion Portfolio Management, Inc.
Form ADVobserved 3 days ago
Occurred
Aug 16, 2023
Control person joined
Jay Derek Calton (Vice President/Director) appeared on Schedule A of Dominion Portfolio Management, Inc.
Form ADVobserved 3 days ago
Occurred
Aug 16, 2023
Control person joined
Lee Randall Ciccati (Ceo/Director) appeared on Schedule A of Dominion Portfolio Management, Inc.
Form ADVobserved 3 days ago
Occurred
Aug 16, 2023
Control person joined
Rameshwar Singh (Director / Secretary /President Of Advisory Services) appeared on Schedule A of Dominion Portfolio Management, Inc.
Form ADVobserved 3 days ago
Occurred
Aug 16, 2023
Control person joined
Reid Paul Richardson (Chief Operating Officer) appeared on Schedule A of Dominion Portfolio Management, Inc.
Form ADVobserved 3 days ago
Occurred
Aug 16, 2023
Control person joined
Fernando Fussa Ocasio (Chief Financial Officer/Finop) appeared on Schedule A of Dominion Portfolio Management, Inc.
Form ADVobserved 3 days ago
Occurred
Aug 16, 2023
Control person joined
Saad Rahmouni Idrissi (Chief Compliance Officer) appeared on Schedule A of Dominion Portfolio Management, Inc.
Form ADVobserved 3 days ago
Occurred
Aug 16, 2023
Control person left
Carlton Rix Smith (President & Director) no longer on Schedule A of Dominion Portfolio Management, Inc. (listed 2023-03-16, absent 2023-08-16)
Form ADVobserved 3 days ago
Occurred
Apr 12, 2019
First Form ADV filing
Dominion Portfolio Management, Inc. filed its initial SEC registration (Form ADV)
Form ADVobserved 3 days ago

Show 1 bookkeeping events

Occurred
Apr 12, 2019
Dominion Portfolio Management, Inc. reported 28 state-registered advisory representatives, up from 18 (2015-03-31 to 2019-04-12)

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:8412632c-ee6d-121f-4b18-2c6a0d0d2c4d
First observed: Mar 29, 2012
Last observed: Aug 6, 2026 44 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

DOMINION PORTFOLIO MANAGEMENT, INC.

CRD 106918

TAMPA, FL

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:8412632c-ee6d-121f-4b18-2c6a0d0d2c4d

Data as of Aug 6, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 1:52 AM UTC and rebuilt at most every 15 minutes.

Advisor

Designations

Branch

Years here

In industry

Prior firms

Dual registered

THOMAS STANLEY BRISTER

Certified Financial Planner

TAMPA, FL | EVERGREEN, CO

yes

JOYCE LYNELL BRISKIN

n/a

TAMPA, FL | SAN ANTONIO, TX

n/a

yes

JOHN ERNEST BOYD

n/a

TAMPA, FL | AMARILLO, TX

n/a

yes

RANDALL WARREN SMITH

n/a

TAMPA, FL | Horseshoe Bay, TX

n/a

yes

JOY ELIZABETH LAWRENCE

n/a

TAMPA, FL

n/a

yes

WILLIAM DALE HESTER

n/a

CANTON, TX | TAMPA, FL

yes

DREW ELDRED NIXON

n/a

CARTHAGE, TX | TAMPA, FL

yes

JAMES EDWARD HUGHES

n/a

TAMPA, FL | JASPER, TX

yes

DARYL ANTHONY ARNETT

n/a

FISHERS, IN | Fishers, IN | TAMPA, FL

yes

REYNALDO BATISTA

n/a

TAMPA, FL | Montgomery, TX | MONTGOMERY, TX

yes

Bryan Clemmons

n/a

TAMPA, FL | ATHENS, TX

yes

ROBERT MARTIN WERR

n/a

TAMPA, FL | BURR RIDGE, IL

yes

STEPHANIE DIANE ACOSTA

n/a

TAMPA, FL | JASPER, TX

n/a

yes

JOSEPH MARINO ST GEORGE

n/a

KANSAS CITY, MO | TAMPA, FL

yes

CHARLES EDWARD MARAGGIA

n/a

CARTHAGE, TX

n/a

yes

LAUREN HESTER JASON

n/a

CANTON, TX

yes

Anthony Dayne Arnett

n/a

Fishers, IN | Marble Falls, TX | TAMPA, FL

n/a

yes

Balint Barnabas Gal

n/a

Fishers, IN | Marble Falls, TX | TAMPA, FL

n/a

yes

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

CALTON & ASSOCIATES, INC.

Shareholder

yes

07/2023

Aug 16, 2023

Mar 20, 2024

CALTON, DEREK, JAY

VICE PRESIDENT/DIRECTOR

yes

07/2023

Aug 16, 2023

Mar 20, 2024

CALTON, DWAYNE, KENT

PRESIDENT/DIRECTOR

yes

07/2023

Aug 16, 2023

Mar 20, 2024

CICCATI, RANDALL, LEE

CEO/DIRECTOR

yes

07/2023

Aug 16, 2023

Mar 20, 2024

Fussa Ocasio, Fernando

CHIEF FINANCIAL OFFICER/FINOP

yes

07/2023

Aug 16, 2023

Mar 20, 2024

RAHMOUNI IDRISSI, SAAD

CHIEF COMPLIANCE OFFICER

yes

07/2023

Aug 16, 2023

Mar 20, 2024

RICHARDSON, PAUL, REID

CHIEF OPERATING OFFICER

yes

07/2023

Aug 16, 2023

Mar 20, 2024

SINGH, RAMESHWAR

DIRECTOR / SECRETARY /PRESIDENT OF ADVISORY SERVICES

yes

07/2023

Aug 16, 2023

Mar 20, 2024

Related person

Type

Class on the graph

Its RAUM

Control

Common control

State

CALTON & ASSOCIATES, INC.

n/a

Independent wealth

$1.6B

n/a

PEAKSHARES LLC

n/a

Asset manager

$110M

yes

n/a

City

State

Country

Employees

Also broker-dealer

n/a

yes

KANSAS CITY

United States

yes

KANSAS CITY

United States

yes

Amarillo

United States

yes

Athens

United States

yes

Athens

United States

yes

Canton

United States

yes

Carthage

United States

yes

Houston

United States

yes

Jasper

United States

yes

Wenatchee

United States

yes

n/a

yes

n/a

yes

n/a

yes

n/a

yes

n/a

yes

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2025

Apr 17, 2026

$277M

n/a

2024

Mar 31, 2025

$261M

n/a

2023

Mar 20, 2024

$153M

$152M

n/a

2022

Mar 15, 2023

$188M

n/a

2021

Mar 10, 2022

$234M

$232M

n/a

2020

Mar 15, 2021

$159M

$158M

n/a

2019

Feb 24, 2020

$134M

$133M

n/a

2014

Mar 31, 2015

$29.3M

n/a

2013

Mar 28, 2014

$35.1M

n/a

2012

Mar 26, 2013

$106M

n/a

2011

Mar 29, 2012

$113M

n/a

Joined, 12m

Left, 12m

Net, 12m

Departure rate, 12m

Joined, 90d

Left, 90d

Left, no destination yet

Joined, 36m

Left, 36m

-1

6.3%

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2025

$277M

$261M

6.1%

$188M

13.8%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

STONEBRIDGE INVESTMENT ADVISORS, LLC

Jun 30, 2021

Aug 31, 2020

JACKSON, TN

Team lift out

Other

11.1%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

SUMMIT FINANCIAL GROUP INC

Mar 6, 2017

Feb 23, 2017

CANTON, TX

Team lift out

Other

0.7%