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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

PATRICIA KAY DUNHAM

Advisor at CETERA INVESTMENT ADVISERS LLC

RENO, NV

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Search this name across graphsid dfx:ria:44c9ebe2-7051-92e4-3cd8-0693f860b200

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:49 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Mar 18, 2002 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CETERA INVESTMENT ADVISERS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jul 31, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Jul 31, 1995
First registration: Mar 18, 2002
Dual registered: yes, broker-dealer
IAPD individual key: 2643001

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Mar 21, 2024	n/a	yes	RENO, NV	Current employment
PACIFIC WEST FINANCIAL CONSULTANTS INC	Former SEC adviser	Jul 5, 2007	Feb 28, 2012	no	RENTON, WA	Previous registration
FIRST WALL STREET CORP.	n/a	May 22, 2003	Jul 6, 2007	no	RENO, NV\|RENO, NV	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Mar 18, 2002	Jun 2, 2003	no	RENO, NV	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PACIFIC WEST FINANCIAL CONSULTANTS INC	CETERA INVESTMENT ADVISERS LLC	Feb 28, 2012	Mar 21, 2024	4,405	Firm change after gap	Other
FIRST WALL STREET CORP.	PACIFIC WEST FINANCIAL CONSULTANTS INC	Jul 6, 2007	Jul 5, 2007	-1	Firm change	Other
WELLS FARGO ADVISORS	FIRST WALL STREET CORP.	Jun 2, 2003	May 22, 2003	-11	Firm change	Other

Relationships

Registered with (4)

→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: current employment
Mar 21, 2024 to presentfactForm ADV
→ PACIFIC WEST FINANCIAL CONSULTANTS INCRegistered adviserregistration: previous registration
Jul 5, 2007 to Feb 28, 2012factForm ADV
→ FIRST WALL STREET CORP.Registered adviserregistration: previous registration
May 22, 2003 to Jul 6, 2007factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Mar 18, 2002 to Jun 2, 2003factForm ADV

Dated events

No dated event names this entity yet.