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RIA / WealthAdvisordual registered (broker-dealer)11 years in industry

Jean-Paul Ceballo

Advisor at PRIMERICA ADVISORS

HAMDEN, CT | PORT CHARLOTTE, FL

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Search this name across graphsid dfx:ria:44d51f97-c035-95f3-5cfa-b44feb7a0074

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 8:47 AM UTC and rebuilt at most every 15 minutes.

Relationships: 9
Dated events: 7
On other graphs: 0
Observed: Feb 28, 2020 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PRIMERICA ADVISORS
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Apr 1, 2015earliest registration or exam on IAPD
Years in industry: 11derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 8
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Feb 26, 2020
First registration: Feb 28, 2020
Dual registered: yes, broker-dealer
IAPD individual key: 7191713

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PRIMERICA ADVISORS	National bd RIA	Jun 29, 2026	n/a	yes	PORT CHARLOTTE, FL\|HAMDEN, CT	Current employment
LPL FINANCIAL LLC	Bd affiliated wealth	Apr 2, 2025	Aug 20, 2025	no	Port Charlotte, FL\|SAN DIEGO, CA\|PORT CHARLOTTE, FL	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Jan 17, 2025	Mar 10, 2025	no	Sarasota, FL	Previous registration
Farther	Independent wealth	Jul 22, 2024	Aug 19, 2024	no	Port Charlotte, FL\|SAN FRANCISCO, CA	Previous registration
EQUITABLE ADVISORS, LLC	National bd RIA	Mar 28, 2024	Jul 24, 2024	no	FORT MYERS, FL	Previous registration
PRUCO SECURITIES, LLC	No RAUM reported	Nov 15, 2023	Nov 21, 2023	no	TAMPA, FL\|SARASOTA, FL	Previous registration
VERTIS WEALTH, LLC	Independent wealth	Jul 19, 2023	Sep 29, 2023	no	FORT MYERS, FL\|CHICAGO, IL\|FORT MYERS, FL	Previous registration
WELLS FARGO ADVISORS	Wirehouse	Apr 1, 2022	Jun 22, 2022	no	CORAL GABLES, FL\|PUNTA GORDA, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Feb 28, 2020	Oct 15, 2021	no	SARASOTA, FL\|NEW YORK, NY\|PUNTA GORDA, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LPL FINANCIAL LLC	PRIMERICA ADVISORS	Aug 20, 2025	Jun 29, 2026	313	Firm change	Ibd to ibd
CHARLES SCHWAB & CO., INC.	LPL FINANCIAL LLC	Mar 10, 2025	Apr 2, 2025	23	Firm change	Ibd to ibd
Farther	CHARLES SCHWAB & CO., INC.	Aug 19, 2024	Jan 17, 2025	151	Firm change	RIA to ibd
EQUITABLE ADVISORS, LLC	Farther	Jul 24, 2024	Jul 22, 2024	-2	Firm change	Ibd to RIA
PRUCO SECURITIES, LLC	EQUITABLE ADVISORS, LLC	Nov 21, 2023	Mar 28, 2024	128	Firm change	Ibd to ibd
VERTIS WEALTH, LLC	PRUCO SECURITIES, LLC	Sep 29, 2023	Nov 15, 2023	47	Firm change	RIA to ibd
WELLS FARGO ADVISORS	VERTIS WEALTH, LLC	Jun 22, 2022	Jul 19, 2023	392	Firm change	Wirehouse to RIA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	WELLS FARGO ADVISORS	Oct 15, 2021	Apr 1, 2022	168	Firm change	Wirehouse to wirehouse

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
5685:6627:FL:2023-11-21	Nov 21, 2023	Mar 28, 2024	SARASOTA, FL	Firm change

Relationships

Registered with (9)

→ PRIMERICA ADVISORSRegistered adviserregistration: current employment
Jun 29, 2026 to presentfactForm ADV
→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
Apr 2, 2025 to Aug 20, 2025factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Jan 17, 2025 to Mar 10, 2025factForm ADV
→ FARTHERRegistered adviserregistration: previous registration
Jul 22, 2024 to Aug 19, 2024factForm ADV
→ EQUITABLE ADVISORS, LLCRegistered adviserregistration: previous registration
Mar 28, 2024 to Jul 24, 2024factForm ADV
→ PRUCO SECURITIES, LLCRegistered adviserregistration: previous registration
Nov 15, 2023 to Nov 21, 2023factForm ADV
→ VERTIS WEALTH, LLCRegistered adviserregistration: previous registration
Jul 19, 2023 to Sep 29, 2023factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 1, 2022 to Jun 22, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Feb 28, 2020 to Oct 15, 2021factForm ADV

Dated events

Occurred
Aug 20, 2025
Advisor changed firm
Jean-Paul Ceballo left Lpl Financial Llc for Primerica Advisors (registered 2026-06-29)
Form ADVobserved 5 days ago
Occurred
Mar 10, 2025
Advisor changed firm
Jean-Paul Ceballo left Charles Schwab & Co., Inc. for Lpl Financial Llc (registered 2025-04-02)
Form ADVobserved 5 days ago
Occurred
Aug 19, 2024
Advisor changed firm
Jean-Paul Ceballo left Farther for Charles Schwab & Co., Inc. (registered 2025-01-17)
Form ADVobserved 5 days ago
Occurred
Jul 24, 2024
Advisor changed firm
Jean-Paul Ceballo left Equitable Advisors, Llc for Farther (registered 2024-07-22)
Form ADVobserved 5 days ago
Occurred
Nov 21, 2023
Advisor changed firm
Jean-Paul Ceballo left Pruco Securities, Llc for Equitable Advisors, Llc (registered 2024-03-28)
Form ADVobserved 5 days ago
Occurred
Sep 29, 2023
Advisor changed firm
Jean-Paul Ceballo left Vertis Wealth, Llc for Pruco Securities, Llc (registered 2023-11-15)
Form ADVobserved 5 days ago
Occurred
Jun 22, 2022
Advisor changed firm
Jean-Paul Ceballo left Wells Fargo Advisors for Vertis Wealth, Llc (registered 2023-07-19)
Form ADVobserved 5 days ago