DFX Intelligence

P•••• M•••••• G••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner24 years in industry

P•••• M•••••• G••••••

Advisor at B•••••• W••••• A•••••••• L••

WARWICK, RI

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:59 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jul 5, 2016 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•••••• W••••• A•••••••• L••
Current firm class: state registeredderived
Book size: not public••• Locked
Industry start: Oct 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 7derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•••••• W••••• A•••••••• L••	State registered	Jan 15, 2019	n/a	yes	WARWICK, RI	Current employment
B•••••• W••••• A•••••••• L••	State registered	Aug 3, 2018	Dec 31, 2018	no	WARWICK, RI	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
1•• G••••• A••••••• I••	B•••••• W••••• A•••••••• L••	Jun 12, 2018	Aug 3, 2018	52	Firm change	Ibd to state RIA

Team moves

••• Locked

Team	Left	Joined	From	Kind
111133:293311:RI:2018-06-12	Jun 12, 2018	Aug 3, 2018	WARWICK, RI	Firm change

Relationships

Registered with (2)

→ B•••••• W••••• A•••••••• L••Registered adviserregistration: previous registration
Aug 3, 2018 to Dec 31, 2018factForm ADV
→ 1•• G••••• A••••••• I••Registered adviserregistration: previous registration
Jul 5, 2016 to Jun 12, 2018factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Jul 5, 2016
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.