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CRD 293311
WARWICK, RI
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This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| D•••• P••• D•••••• | Personal Financial Specialist | WARWICK, RI | 7 | 27 | 4 | no |
| R••••• A••••• D•••••• | Certified Financial Planner | WARWICK, RI | 7 | 27 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| 1•• G••••• A••••••• I•• | 2 | Jun 12, 2018 | Aug 3, 2018 | WARWICK, RI | Team lift out | Ibd to state RIA | 0.4% |
| no |
| J•••• M••••• | n/a | WARWICK, RI | 7 | 27 | 3 | no |
| T••••• N••••••• F••••••• | n/a | WARWICK, RI | 7 | 39 | 3 | no |
| J••• J• B••••• | n/a | WARWICK, RI | 7 | 23 | 2 | no |
| G••• M•••• D•••••••• | Personal Financial Specialist | WARWICK, RI | 7 | 39 | 2 | no |
| P•••• M•••••• G•••••• | Certified Financial Planner | WARWICK, RI | 7 | 24 | 2 | no |
| F•••• T••••• S••••• | Certified Financial Planner|Personal Financial Specialist | WARWICK, RI | 7 | 39 | 4 | no |
| W•••••• R••••• P•••••• | Personal Financial Specialist | PHOENIX, AZ | WARWICK, RI | 7 | 26 | 3 | no |
| F•••• F•••••• P•••••• | n/a | WARWICK, RI | 4 | 21 | n/a | no |
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| E••••• N••••• C••••••••• | n/a | WARWICK, RI | 4 | 14 | n/a | no |
| G•••••• P••• R••••• | n/a | WARWICK, RI | 2 | 13 | 2 | no |