DFX Intelligence

Data Factory

RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)23 years in industry

ANDREW DAVID SHARP

Advisor at ALTERE FINANCIAL, LLC

Houston, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:44d9307a-a026-da6a-e60b-b0d46e1d414b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 8:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 0
On other graphs: 0
Observed: May 19, 2003 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: ALTERE FINANCIAL, LLC
Current firm class: state registeredderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 16, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 7
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S66
First exam: May 16, 2003
First registration: May 19, 2003
Dual registered: yes, broker-dealer
Other names: ANDREW SHARP|ANDY DAVID SHARP|ANDREW D. SHARP
IAPD individual key: 4641317

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
ALTERE FINANCIAL, LLC	State registered	Nov 21, 2024	n/a	yes	Houston, TX	Current employment
LEVEL FOUR ADVISORY SERVICES	Bd affiliated wealth	Apr 28, 2016	Apr 3, 2020	no	Houston, TX\|DALLAS, TX	Previous registration
CHARLES SCHWAB & CO., INC.	National bd RIA	Sep 24, 2012	May 18, 2016	no	Houston, TX	Previous registration
BROKERSXPRESS LLC	Former SEC adviser	Mar 3, 2010	Aug 21, 2012	no	HOUSTON, TX\|HOUSTON, TX\|CHICAGO, IL	Previous registration
PAUL COMSTOCK PARTNERS	Independent wealth	May 1, 2009	Dec 2, 2009	no	HOUSTON, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	Mar 2, 2007	May 6, 2009	no	HOUSTON, TX	Previous registration
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	n/a	Jun 27, 2006	Jan 26, 2007	no	HOUSTON, TX	Previous registration
UBS FINANCIAL SERVICES INC.	Wirehouse	May 19, 2003	Jun 22, 2006	no	HOUSTON, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
LEVEL FOUR ADVISORY SERVICES	ALTERE FINANCIAL, LLC	Apr 3, 2020	Nov 21, 2024	1,693	Firm change after gap	Ibd to state RIA
CHARLES SCHWAB & CO., INC.	LEVEL FOUR ADVISORY SERVICES	May 18, 2016	Apr 28, 2016	-20	Firm change	Other
BROKERSXPRESS LLC	CHARLES SCHWAB & CO., INC.	Aug 21, 2012	Sep 24, 2012	34	Channel change	Other
PAUL COMSTOCK PARTNERS	BROKERSXPRESS LLC	Dec 2, 2009	Mar 3, 2010	91	Firm change	Other
UBS FINANCIAL SERVICES INC.	PAUL COMSTOCK PARTNERS	May 6, 2009	May 1, 2009	-5	Firm change	Other
INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	UBS FINANCIAL SERVICES INC.	Jan 26, 2007	Mar 2, 2007	35	Firm change	Other
UBS FINANCIAL SERVICES INC.	INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.	Jun 22, 2006	Jun 27, 2006	5	Firm change	Other

Relationships

Registered with (7)

→ ALTERE FINANCIAL, LLCRegistered adviserregistration: current employment
Nov 21, 2024 to presentfactForm ADV
→ LEVEL FOUR ADVISORY SERVICESRegistered adviserregistration: previous registration
Apr 28, 2016 to Apr 3, 2020factForm ADV
→ CHARLES SCHWAB & CO., INC.Registered adviserregistration: previous registration
Sep 24, 2012 to May 18, 2016factForm ADV
→ BROKERSXPRESS LLCRegistered adviserregistration: previous registration
Mar 3, 2010 to Aug 21, 2012factForm ADV
→ PAUL COMSTOCK PARTNERSRegistered adviserregistration: previous registration
May 1, 2009 to Dec 2, 2009factForm ADV
→ UBS FINANCIAL SERVICES INC.Registered adviserregistration: previous registration
Mar 2, 2007 to May 6, 2009factForm ADV
→ INVESCO AIM PRIVATE ASSET MANAGEMENT, INC.Registered adviserregistration: previous registration
Jun 27, 2006 to Jan 26, 2007factForm ADV

Dated events

No dated event names this entity yet.