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CRD 105147
DENVER, CO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| B•••• G•••••••• | Chartered Financial Analyst | DENVER, CO | 17 | 34 | n/a | no |
| S•••• M•••••• W••••••• | Certified Financial Planner|Chartered Financial Analyst | Denver, CO | 3 | 13 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| P•••••• A•••••••• F••• | Hedge Fund | $19.0M | Mar 16, 2015 | 32 | Mar 23, 2012 | dropped | n/a |
| P•••••• H••••• E••••• F••• | Hedge Fund | $13.4M |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| G••••••••• B•••• | MANAGING DIRECTOR | B | yes | 09/2021 | Mar 24, 2026 | Mar 24, 2026 |
| O•••••• L•••••••• E••••• | CHIEF COMPLIANCE OFFICER | B | yes | 07/2021 | Mar 24, 2026 | Mar 24, 2026 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 1 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.3B | $1.2B | 5.4% | $1.0B | 9.5% | 6 | 5 | 0 | 0 |
| no |
| J•• F•••••••• R•••••••• | Chartered Financial Analyst | DENVER, CO | 1 | 13 | n/a | no |
| L••••••• E••••• O••••• | Chartered Financial Analyst | BUCKEYE, AZ | DENVER, CO | 1 | 27 | n/a | no |
| B••••••• A•••• M•••••••• | n/a | DENVER, CO | 1 | 14 | 4 | no |
| 27 |
| Mar 23, 2012 |
| dropped |
| n/a |
| OWNER/ADVISOR |
| B |
| yes |
| 01/2022 |
| Mar 10, 2023 |
| Mar 12, 2024 |
| W•••••••• S••••• M•••••• | OWNER/ADVISOR | B | yes | 01/2021 | Mar 14, 2022 | Mar 12, 2024 |
| Mar 24, 2026 |
| $1.3B |
| $1.2B |
| 6 |
| 5 |
| 0 |
| n/a |
| n/a |
| 2024 | Mar 19, 2025 | $1.2B | $1.1B | 5 | 4 | 0 | n/a | n/a |
| 2023 | Mar 11, 2024 | $1.1B | $1.0B | 6 | 4 | 0 | n/a | n/a |
| 2022 | Jun 22, 2023 | $1.0B | $883M | 6 | 4 | 0 | n/a | n/a |
| 2021 | Mar 14, 2022 | $1.4B | $1.3B | 6 | 5 | 0 | n/a | n/a |
| 2020 | Mar 16, 2021 | $1.1B | $1.0B | 6 | 5 | 0 | n/a | n/a |
| 2019 | Mar 18, 2020 | $964M | $844M | 6 | 4 | 0 | n/a | n/a |
| 2018 | Mar 15, 2019 | $817M | $738M | 6 | 4 | 0 | n/a | n/a |
| 2017 | Mar 23, 2018 | $822M | $750M | 6 | 4 | 0 | n/a | n/a |
| 2016 | Mar 17, 2017 | $778M | $703M | 6 | 4 | n/a | n/a | n/a |
| 2015 | Mar 21, 2016 | $723M | $653M | 6 | 4 | n/a | n/a | n/a |
| 2014 | Mar 16, 2015 | $711M | $637M | 6 | 4 | n/a | 1 | $19.0M |
| 2013 | Mar 11, 2014 | $706M | $620M | 6 | 4 | n/a | 1 | $20.1M |
| 2012 | Mar 20, 2013 | $651M | $575M | 6 | 4 | n/a | 1 | $20.6M |
| 2011 | Mar 23, 2012 | $605M | $528M | n/a | n/a | n/a | 2 | $34.2M |