DFX Intelligence

B••••••• A•••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor14 years in industry

B••••••• A•••• M••••••••

Advisor at P•••••• C•••••• M•••••••••

DENVER, CO

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Search this name across graphsid dfx:ria:1c9d9198-ae9e-a872-dc6f-f04f0abbdc36

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 8:38 AM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 3
On other graphs: 0
Observed: Mar 2, 2012 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: P•••••• C•••••• M•••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Feb 15, 2012earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
P•••••• C•••••• M•••••••••	Independent wealth	May 6, 2025	n/a	yes	DENVER, CO\|DENVER, CO	Current employment
M•••• F•••••••• A•••••••	Bd affiliated wealth	Apr 12, 2022	Apr 1, 2025	no	Denver, CO\|ALPHARETTA, GA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
M•••• F•••••••• A•••••••	P•••••• C•••••• M•••••••••	Apr 1, 2025	May 6, 2025	35	Firm change	RIA to RIA
T••••••• W••••• A•••••••• I•••	M•••• F•••••••• A•••••••	Oct 25, 2022	Apr 12, 2022

Relationships

Registered with (5)

→ P•••••• C•••••• M•••••••••Registered adviserregistration: current employment
May 6, 2025 to presentfactForm ADV
→ M•••• F•••••••• A•••••••Registered adviserregistration: previous registration
Apr 12, 2022 to Apr 1, 2025factForm ADV
→ T••••••• W••••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 17, 2020 to Oct 25, 2022factForm ADV
→ L•• F•••••••• L••Registered adviser

Dated events

Occurred
Apr 1, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Oct 25, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago
Occurred
Jul 5, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:1c9d9198-ae9e-a872-dc6f-f04f0abbdc36
First observed: Mar 2, 2012
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.