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Data Factory
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Reading the graph
Advisor at MORGAN STANLEY
Frisco, TX | Plano, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | Wirehouse | Jan 12, 2024 | n/a | yes | Plano, TX|Frisco, TX | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Feb 26, 2016 | Jan 16, 2024 | no | DALLAS, TX|FRISCO, TX | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Nov 30, 2007 | Mar 1, 2016 | no | DALLAS, TX | Previous registration |
| UBS FINANCIAL SERVICES INC. | Wirehouse | Apr 28, 2000 | Dec 10, 2007 | no | PLANO, TX|ADDISON, TX | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | MORGAN STANLEY | Jan 16, 2024 | Jan 12, 2024 | -4 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Mar 1, 2016 | Feb 26, 2016 | -4 | Firm change | Wirehouse to wirehouse |
| UBS FINANCIAL SERVICES INC. | WELLS FARGO ADVISORS | Dec 10, 2007 | Nov 30, 2007 | -10 | Firm change | Wirehouse to wirehouse |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:7691:TX:2016-03-01 | Mar 1, 2016 | Feb 26, 2016 | DALLAS, TX | Firm change |