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Advisor at TWIN LAKES CAPITAL
REDWOOD SHORES, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| TWIN LAKES CAPITAL | Independent wealth | Jan 1, 2025 | n/a | yes | REDWOOD SHORES, CA | Current employment |
| FIRST ALLIED SECURITIES, INC. | Former SEC adviser | Oct 11, 2000 | Mar 1, 2006 | no | SAN FRANCISCO, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| FIRST ALLIED SECURITIES, INC. | TWIN LAKES CAPITAL | Mar 1, 2006 | Jan 1, 2025 | 6,881 | Firm change after gap | Other |