This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Firm class

independent wealth managerderivedprivate_client_share=0.94 fund_share=0.0 institutional_share=0.02 related_bd=false related_bank=false bd_reps=0.0

Regulatory AUM

$315MItem 5.F on the latest filing (2026-03-25); as reported, and an affiliate's assets may be counted again on its own filing

Discretionary RAUM

$315M

Private client RAUM

$294MderivedItem 5.D individuals plus high net worth individuals

Private client share

94%derivedprivate client RAUM over total RAUM

Advisors on IAPD

2

RAUM per advisor

$157Mderivedthe firm's RAUM over its IAPD headcount: a firm average, never a person's book

Employees

5

Advisory employees

2

Offices

1Schedule D 1.F, beyond the principal office

Accounts

401

Individual clients

34

High net worth clients

49

Custody, client assets

$135M

SEC number

801-113264

CRD

137522

Filings on the tape

21

First filed

Apr 20, 2018

Latest filed

Mar 25, 2026

Organised

Limited Liability Company, DE

• Occurred

  Mar 31, 2021
  Regulatory AUM changed

  Twin Lakes Capital reported RAUM $273.3M, up 103% from $134.3M (2020-11-16 to 2021-03-31)

  Form ADVobserved 5 days ago
  $139M
• Occurred

  Apr 20, 2018
  First Form ADV filing

  Twin Lakes Capital filed its initial SEC registration (Form ADV)

  Form ADVobserved 5 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:cc05a9d9-e935-9220-fb82-10a6ec1290a1

First observed

Apr 20, 2018

Last observed

Mar 25, 2026 5 months ago

Source families

Federal regulator filings

3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.