DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at MUTUAL ADVISORS, LLC
OMAHA, NE | Mercer Island, WA | Seattle, WA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MUTUAL ADVISORS, LLC | Bd affiliated wealth | Sep 24, 2024 | n/a | yes | Seattle, WA|OMAHA, NE|Mercer Island, WA | Current employment |
| EK RILEY INVESTMENTS, LLC | Former SEC adviser | May 29, 2008 | Nov 6, 2020 | no | SEATTLE, WA|SEATTLE, WA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| EK RILEY INVESTMENTS, LLC | MUTUAL ADVISORS, LLC | Nov 6, 2020 | Sep 24, 2024 | 1,418 | Firm change after gap | RIA to ibd |