This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Current firm

BAHL & GAYNOR LLC

Current firm class

mixed wealth managerderived

Book size

not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none

Industry start

Jan 13, 2003earliest registration or exam on IAPD

Years in industry

23derivedfrom the industry start date

Years at current firm

2derivedfrom the current registration's begin date

Prior firms

3

Current registrations

1

Registered states

4

Exams

S63|S65

First exam

Jan 13, 2003

First registration

Sep 15, 2005

Dual registered

yes, broker-dealer

Other names

NEAL YOUNG LEE|Neal Y Lee

IAPD individual key

4537526

• Occurred

  Jul 6, 2023
  Advisor changed firm

  Neal Young Lee left Advisors Asset Management, Inc. for Bahl & Gaynor Llc (registered 2024-02-29)

  Form ADVobserved 4 days ago

Graph

RIA / Wealth Management

Canonical id

dfx:ria:44fb5e94-c191-dd2d-7bbe-774dec8652e1

First observed

Sep 15, 2005

Last observed

Sep 15, 2026 4 days ago

Source families

Federal regulator filings

1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.

Resolution

Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.