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Advisor at WELLS FARGO ADVISORS
ENCINO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Feb 26, 2020 | n/a | yes | ENCINO, CA | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Mar 27, 2019 | Feb 28, 2020 | no | WOODLAND HILLS, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 15, 2013 | Mar 19, 2019 | no | ENCINO, CA|WESTLAKE VILLAGE, CA|MIAMI, FL|PASADENA, CA|PHOENIX, AZ|ENCINO, CA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Oct 1, 2000 | Jun 1, 2009 | no | MIAMI, FL|MIAMI, FL|MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | WELLS FARGO ADVISORS | Feb 28, 2020 | Feb 26, 2020 | -2 | Firm change | Ibd to wirehouse |
| WELLS FARGO ADVISORS | AMERIPRISE FINANCIAL SERVICES, LLC | Mar 19, 2019 | Mar 27, 2019 | 8 | Firm change | Wirehouse to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 19616:6363:CA:2019-03-19 | Mar 19, 2019 | Mar 27, 2019 | ENCINO, CA | Firm change |