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RIA / WealthAdvisordual registered (broker-dealer)12 years in industry

JAESON MICHAEL ALLAN LISTER

Advisor at STEWARD PARTNERS INVESTMENT ADVISORY, LLC

Austin, TX | STAMFORD, CT

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Search this name across graphsid dfx:ria:45150d19-244b-f44c-9dbd-556d07d30cfa

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:01 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Aug 11, 2014 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STEWARD PARTNERS INVESTMENT ADVISORY, LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 5, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Aug 5, 2014
First registration: Aug 11, 2014
Dual registered: yes, broker-dealer
Other names: JAESON MICHAEL ALLAN LISTER|Jaeson Lister
IAPD individual key: 6250594

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Bd affiliated wealth	Mar 27, 2023	n/a	yes	STAMFORD, CT\|Austin, TX	Current employment
KESTRA ADVISORY SERVICES, LLC	Bd affiliated wealth	Sep 15, 2016	Mar 24, 2023	no	Austin, TX	Previous registration
NFP ADVISOR SERVICES, LLC	Former SEC adviser	Sep 15, 2016	Sep 22, 2016	no	AUSTIN, TX	Previous registration
MIDWESTERN SECURITIES TRADING CO.,LLC	Independent wealth	Aug 11, 2014	Jun 16, 2016	no	EAST PEORIA, IL\|EAST PEORIA, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
KESTRA ADVISORY SERVICES, LLC	STEWARD PARTNERS INVESTMENT ADVISORY, LLC	Mar 24, 2023	Mar 27, 2023	3	Firm change	Ibd to ibd
NFP ADVISOR SERVICES, LLC	KESTRA ADVISORY SERVICES, LLC	Sep 22, 2016	Sep 15, 2016	-7	Bulk transfer	Other
MIDWESTERN SECURITIES TRADING CO.,LLC	NFP ADVISOR SERVICES, LLC	Jun 16, 2016	Sep 15, 2016	91	Firm change	Other

Relationships

Registered with (4)

→ STEWARD PARTNERS INVESTMENT ADVISORY, LLCRegistered adviserregistration: current employment
Mar 27, 2023 to presentfactForm ADV
→ KESTRA ADVISORY SERVICES, LLCRegistered adviserregistration: previous registration
Sep 15, 2016 to Mar 24, 2023factForm ADV
→ NFP ADVISOR SERVICES, LLCRegistered adviserregistration: previous registration
Sep 15, 2016 to Sep 22, 2016factForm ADV
→ MIDWESTERN SECURITIES TRADING CO.,LLCRegistered adviserregistration: previous registration
Aug 11, 2014 to Jun 16, 2016factForm ADV

Dated events

Occurred
Mar 24, 2023
Advisor changed firm
Jaeson Michael Allan Lister left Kestra Advisory Services, Llc for Steward Partners Investment Advisory, Llc (registered 2023-03-27)
Form ADVobserved 5 days ago