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Advisor at INTEGRATED WEALTH CONCEPTS LLC
ARLINGTON, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| INTEGRATED WEALTH CONCEPTS LLC | Independent wealth | Oct 10, 2016 | n/a | yes | ARLINGTON, VA | Current employment |
| OSAIC FA, INC. | Former SEC adviser | Oct 18, 2011 | Oct 10, 2016 | no | FAIRFAX, VA|VIENNA, VA | Previous registration |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | May 5, 2003 | Oct 26, 2011 | no | VIENNA, VA|VIENNA, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC FA, INC. | INTEGRATED WEALTH CONCEPTS LLC | Oct 10, 2016 | Oct 10, 2016 | 0 | Bulk transfer | Other |
| AMERIPRISE FINANCIAL SERVICES, LLC | OSAIC FA, INC. | Oct 26, 2011 | Oct 18, 2011 | -8 | Firm change | Other |