DFX Intelligence

J•• C•••• S••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)20 years in industry

J•• C•••• S••••••

Advisor at B•• F•••••••• A•••••••

••• Locked

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Search this name across graphsid dfx:ria:451b80c5-a733-5dd9-048c-676230186f4a

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:33 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 1
Observed: Jan 3, 2008 to Sep 15, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

J•• C•••• S••••••

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: B•• F•••••••• A•••••••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Oct 17, 2005earliest registration or exam on IAPD
Years in industry: 20derivedfrom the industry start date
Years at current firm: 17derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
B•• F•••••••• A•••••••	Bd affiliated wealth	Mar 18, 2009	n/a	yes	TULSA, OK\|TULSA, OK\|Tulsa, OK\|Oklahoma City, OK	Current employment
F•••• W••• S••••• C••••	n/a	Jan 3, 2008	Dec 31, 2008	no	SAN DIEGO, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
F•••• W••• S••••• C••••	B•• F•••••••• A•••••••	Dec 31, 2008	Mar 18, 2009	77	Firm change	Other

Relationships

Registered with (2)

→ B•• F•••••••• A•••••••Registered adviserregistration: current employment
Mar 18, 2009 to presentfactForm ADV
→ F•••• W••• S••••• C••••Registered adviserregistration: previous registration
Jan 3, 2008 to Dec 31, 2008factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:451b80c5-a733-5dd9-048c-676230186f4a
First observed: Jan 3, 2008
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.