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RIA / WealthAdvisorCertified Financial Planner36 years in industry

KATHLEEN DOUGHERTY-KLEIN

Advisor at FOCUS PARTNERS WEALTH, LLC

Milwaukee, WI

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Search this name across graphsid dfx:ria:451c7aa9-2bd8-4ecc-4291-c76855ac722f

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 3:40 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 1
On other graphs: 0
Observed: Mar 19, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: FOCUS PARTNERS WEALTH, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 27, 1990earliest registration or exam on IAPD
Years in industry: 36derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 6
Current registrations: 1
Registered states: 1
Designations: Certified Financial Planner
Exams: S65|S63
First exam: Feb 27, 1990
First registration: Mar 19, 2001
Dual registered: no
Other names: KATHLEEN A DOUGHERTYKLEIN|KATHLEEN ANNE KLEIN|KATHLEEN DOUGHERTY KLEIN|KATHLEEN DOUGHERTY|KATHY KLEIN|KATHLEEN A DOUGHERTY KLEIN|KATHLEEN ANNE DOUGHERTY-KLEIN
IAPD individual key: 2018508

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
FOCUS PARTNERS WEALTH, LLC	Independent wealth	Jan 5, 2026	n/a	yes	Milwaukee, WI	Current employment
NORTHCOAST ASSET MANAGEMENT LLC	Independent wealth	Jan 6, 2025	Mar 20, 2026	no	Milwaukee, WI	Previous registration
NORTHCOAST ASSET MANAGEMENT LLC	Independent wealth	May 14, 2024	Dec 31, 2024	no	Milwaukee, WI	Previous registration
STRATEGIC WEALTH PARTNERS	Former SEC adviser	Jan 3, 2018	May 6, 2024	no	Milwaukee, WI\|DEERFIELD, IL	Previous registration
PPCM, INC.	Former SEC adviser	Mar 10, 2014	Jan 9, 2018	no	MILWAUKEE, WI	Previous registration
MARIETTA INVESTMENT PARTNERS, LLC	Independent wealth	Apr 21, 2004	Feb 26, 2014	no	MILWAUKEE, WI	Previous registration
STRONG CAPITAL MANAGEMENT INC	n/a	Mar 19, 2001	Apr 28, 2004	no	MENOMONEE FALLS, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
NORTHCOAST ASSET MANAGEMENT LLC	FOCUS PARTNERS WEALTH, LLC	Mar 20, 2026	Jan 5, 2026	-74	Bulk transfer	RIA to RIA
STRATEGIC WEALTH PARTNERS	NORTHCOAST ASSET MANAGEMENT LLC	May 6, 2024	May 14, 2024	8	Firm change	RIA to RIA
PPCM, INC.	STRATEGIC WEALTH PARTNERS	Jan 9, 2018	Jan 3, 2018	-6	Firm change	Other
MARIETTA INVESTMENT PARTNERS, LLC	PPCM, INC.	Feb 26, 2014	Mar 10, 2014	12	Firm change	Other
STRONG CAPITAL MANAGEMENT INC	MARIETTA INVESTMENT PARTNERS, LLC	Apr 28, 2004	Apr 21, 2004	-7	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
174052:282241:IL:2024-05-06	May 6, 2024	May 14, 2024	DEERFIELD, IL	Firm change

Relationships

Registered with (6)

→ FOCUS PARTNERS WEALTH, LLCRegistered adviserregistration: current employment
Jan 5, 2026 to presentfactForm ADV
→ NORTHCOAST ASSET MANAGEMENT LLCRegistered adviserregistration: previous registration
Jan 6, 2025 to Mar 20, 2026factForm ADV
→ STRATEGIC WEALTH PARTNERSRegistered adviserregistration: previous registration
Jan 3, 2018 to May 6, 2024factForm ADV
→ PPCM, INC.Registered adviserregistration: previous registration
Mar 10, 2014 to Jan 9, 2018factForm ADV
→ MARIETTA INVESTMENT PARTNERS, LLCRegistered adviserregistration: previous registration
Apr 21, 2004 to Feb 26, 2014factForm ADV
→ STRONG CAPITAL MANAGEMENT INCRegistered adviserregistration: previous registration
Mar 19, 2001 to Apr 28, 2004factForm ADV

Dated events

Occurred
May 6, 2024
Advisor changed firm
Kathleen Dougherty-Klein left Strategic Wealth Partners for Northcoast Asset Management Llc (registered 2024-05-14)
Form ADVobserved 4 days ago