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Advisor at CETERA INVESTMENT ADVISERS LLC
Sunny Isles Beach, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Dec 1, 2025 | n/a | yes | Sunny Isles Beach, FL | Current employment |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Oct 11, 2024 | Dec 5, 2025 | no | SCOTTSDALE, AZ|SCOTTSDALE, AZ | Previous registration |
| AMERICAN PORTFOLIOS ADVISORS, INC | Former SEC adviser | Apr 11, 2023 | Oct 11, 2024 | no | Sunny Isles Beach, FL|HOLBROOK, NY | Previous registration |
| WELCY CAPITAL ADVISORS LLC | Asset manager | Feb 23, 2016 | Jan 24, 2023 | no | MIAMI, FL | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| OSAIC WEALTH, INC. | CETERA INVESTMENT ADVISERS LLC | Dec 5, 2025 | Dec 1, 2025 | -4 | Firm change | Ibd to ibd |
| AMERICAN PORTFOLIOS ADVISORS, INC | OSAIC WEALTH, INC. | Oct 11, 2024 | Oct 11, 2024 | 0 | Bulk transfer | Ibd to ibd |
| WELCY CAPITAL ADVISORS LLC | AMERICAN PORTFOLIOS ADVISORS, INC | Jan 24, 2023 | Apr 11, 2023 | 77 | Firm change | Other |