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CRD 154782
MIAMI, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| NICOLAS ZALLES | n/a | MIAMI, FL | 11 | 12 | n/a | no |
| Juan Carlos Lorenzo | n/a | MIAMI, FL | Maplewood, NJ | 1 | 20 | n/a | no |
| STEVEN ROY KARPEL | n/a | MIAMI, FL | 0 | 35 | 3 | yes |
| Luis Alberto Pena | n/a | MIAMI, FL | 0 | 11 | n/a | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PG GROWTH OPPORTUNITIES MASTER FUND I, LLC | Private Equity Fund | $39.3M | Jul 5, 2024 | 10 | May 31, 2024 | reported | n/a |
| PRIVAL CREDIT OPPORTUNITIES FUND I, LP | Other Private Fund | $19.1M | Jul 5, 2024 | 0 | May 31, 2024 | reported | n/a |
| LW LATIN AMERICA SHORT DURATION FUND, B.V. | Hedge Fund | $16.6M | Jul 20, 2012 | 20 | Mar 9, 2012 | dropped | n/a |
| LW NATURAL RESOURCES OPPORTUNITIES FUND LTD. | Hedge Fund | $15.0M | Jul 20, 2012 | 50 | Mar 9, 2012 | dropped | n/a |
| LW LATIN AMERICA FIXED INCOME OPPORTUNITIES FUND | Hedge Fund | $7.2M | Jul 5, 2024 | 21 | May 31, 2024 | reported | n/a |
| LW NATURAL RESOURCES MARKET NEUTRAL FUND B.V. | Hedge Fund | $2.5M | Jul 20, 2012 | 7 | Mar 15, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| CARLOS ARTURO ZALLES REVOCABLE TRUST | Shareholder | C | yes | 12/2018 | May 31, 2024 | Jul 5, 2024 |
| CASANOVA, MIGUEL, ANGEL | Cco | Na | yes | 09/2022 | Mar 9, 2012 | Jul 5, 2024 |
| Fabrega Roux, Juan, Carlos | Manager | Na | yes | 08/2021 | May 31, 2024 | Jul 5, 2024 |
| Fabrega Roux, Juan, Carlos | Shareholder | E | yes | 07/2021 | May 31, 2024 | Jul 5, 2024 |
| GPUS INC | Shareholder | D | yes | 10/2021 | May 31, 2024 | Jul 5, 2024 |
| Henriquez Schemel, Philip, Robert | Shareholder | C | yes | 12/2018 | May 31, 2024 | Jul 5, 2024 |
| Henriquez Schemel, Philip, Robert | Manager | Na | yes | 03/2016 | May 31, 2024 | Jul 5, 2024 |
| LW INVESTMENT MANAGEMENT, LTD | Shareholder | C | yes | 07/2010 | Mar 9, 2012 | Jul 5, 2024 |
| Sosa, Jaime | Manager | Na | yes | 08/2021 | May 31, 2024 | Jul 5, 2024 |
| ZALLES, CARLOS | Manager | D | yes | 11/2010 | Mar 9, 2012 | Jul 5, 2024 |
| ZALLES, CARLOS | SETTLOR/TRUSTEE | E | yes | 09/1994 | Mar 9, 2012 | Jul 5, 2024 |
| ZALLES, NICOLAS | CHIEF INVESTMENT OFFICER | Na | yes | 10/2017 | May 31, 2024 | Jul 5, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| LW ASESORES DE INVERSIONES, S.A. | n/a | n/a | n/a | N | yes | n/a |
| LW CASA DE VALORES, SRL | n/a | n/a | n/a | N | yes | n/a |
| LW INVESTMENT MANAGEMENT, LTD | n/a | n/a | n/a | Y | yes | n/a |
| PG GROWTH OPPORTUNITIES I CAYMAN GP LIMITED | n/a | n/a | n/a | N | yes | n/a |
| PRIVAL BANK, S.A. | n/a | n/a | n/a | N | yes | n/a |
| PRIVAL CREDIT OPPORTUNITIES FUND I GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| PRIVAL SECURITIES PUESTO DE BOLSA S.A. | n/a | n/a | n/a | N | yes | n/a |
| PRIVAL SECURITIES, INC. | n/a | n/a | n/a | N | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $226M | $212M | 10 | 4 | 1 | 2 | n/a |
| 2024 | Mar 4, 2025 | $171M | $123M | 10 | 3 | 1 | 3 | n/a |
| 2011 | Mar 9, 2012 | $31.3M | $0 | n/a | n/a | n/a | 2 | $31.7M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 1 | 1 | 0 | 25.0% | 0 | 0 | 0 | 2 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $226M | $171M | 31.7% | n/a | n/a | 10 | 10 | 1 | 1 |