DFX Intelligence
Reading the graph
Reading the graph
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Advisor at F••••••• F•••••••• A•••••••
NEWTON, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| F••••••• F•••••••• A••••••• | State registered | Feb 28, 2023 | n/a | yes | NEWTON, UT | Current employment |
| O• I••••••••• M••••••••• C• | Bd affiliated wealth | Jun 10, 2009 | Feb 28, 2023 | no | NEWTON, UT|CINCINNATI, OH | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| O• I••••••••• M••••••••• C• | F••••••• F•••••••• A••••••• | Feb 28, 2023 | Feb 28, 2023 | 0 | Firm change | Ibd to state RIA |
| J• P• T••••• • C•••••• C•••••• M••••••••• L•• | O• I••••••••• M••••••••• C• | Jun 16, 2009 | Jun 10, 2009 |
| J• P• T••••• • C•••••• C•••••• M••••••••• L•• | Former SEC adviser | May 19, 2008 | Jun 16, 2009 | no | LOGAN, UT | Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | May 11, 2007 | May 22, 2008 | no | NEWTON, UT|MERIDIAN, ID|NEWTON, UT | Previous registration |
| I••••••••• A••••••• I••••••••• I••• | n/a | Apr 10, 2007 | Jun 25, 2007 | no | OREM, UT | Previous registration |
| -6 |
| Firm change |
| Other |
| L•• F•••••••• L•• | J• P• T••••• • C•••••• C•••••• M••••••••• L•• | May 22, 2008 | May 19, 2008 | -3 | Firm change | Other |
| I••••••••• A••••••• I••••••••• I••• | L•• F•••••••• L•• | Jun 25, 2007 | May 11, 2007 | -45 | Firm change after gap | Other |