RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
D••••• W•••••• F•••••••
- Professional profile
- linkedin.com/in/dennis-ferguson-cfs-ricp-4845066reportedadviserinfo.sec.govForm ADV Item 1.I, Sep 14, 2026
Only business contact points the firm published under its own name are shown; nothing is inferred, and personal accounts are never read. What the bio page says is printed as the firm printed it, with the sentence it came from; years are the firm’s claim, not a count of registrations.
- F••••••• F•••••••• A••••••• state registered currentsince Feb 28, 2023 · Newton, Ut
- O• I••••••••• M••••••••• C• BD affiliatedJun 10, 2009 to Feb 28, 2023 · Newton, Ut
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• formerMay 19, 2008 to Jun 16, 2009 · Logan, Ut
- L•• F•••••••• L•• BD affiliatedMay 11, 2007 to May 22, 2008 · Newton, Ut
- I••••••••• A••••••• I••••••••• I••• unclassifiedApr 10, 2007 to Jun 25, 2007 · Orem, Ut
- O• I••••••••• M••••••••• C• to F••••••• F•••••••• A•••••••left Feb 28, 2023, registered Feb 28, 2023 (0 days) · Affiliated broker-dealer or bank to a state-registered adviser
- J• P• T••••• • C•••••• C•••••• M••••••••• L•• to O• I••••••••• M••••••••• C•left Jun 16, 2009, registered Jun 10, 2009 (-6 days) · Other
- L•• F•••••••• L•• to J• P• T••••• • C•••••• C•••••• M••••••••• L••left May 22, 2008, registered May 19, 2008 (-3 days) · Other
- I••••••••• A••••••• I••••••••• I••• to L•• F•••••••• L••left Jun 25, 2007, registered May 11, 2007 (-45 days) · Other
- D••••• W•••••• F••••••• left O• I••••••••• M••••••••• C• for F••••••• F•••••••• A••••••• (registered 2023-02-28)Feb 28, 2023 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 25derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address