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RIA / WealthAdvisordual registered (broker-dealer)24 years in industry

MICHELLE LYNN BAUER

Advisor at USA FINANCIAL SECURITIES LLC

Neenah, WI | ADA, MI

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Search this name across graphsid dfx:ria:4526a152-af4b-33f8-9192-8b1f15b63ce9

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 1:18 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 5, 2006 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: USA FINANCIAL SECURITIES LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 1, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 6
Exams: S63|S65
First exam: Dec 1, 2001
First registration: May 5, 2006
Dual registered: yes, broker-dealer
Other names: MICHELLE LYNN RHODES|MICHELLE LYNN HUFF|MICHELLE LYNN JOACHIM
IAPD individual key: 4394539

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
USA FINANCIAL SECURITIES LLC	Independent wealth	Apr 14, 2021	n/a	yes	ADA, MI\|Neenah, WI	Current employment
PACKERLAND BROKERAGE SERVICES, INC.	Independent wealth	May 7, 2009	Sep 2, 2010	no	GREEN BAY, WI\|NEENAH, WI	Previous registration
NEXT FINANCIAL GROUP, INC.	Former SEC adviser	Sep 18, 2006	Jun 1, 2009	no	NEENAH, WI\|NEEHAH, WI	Previous registration
INVESTORS CAPITAL ADVISORY	Former SEC adviser	May 5, 2006	Sep 19, 2006	no	APPLETON, WI\|NEENAH, WI	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
PACKERLAND BROKERAGE SERVICES, INC.	USA FINANCIAL SECURITIES LLC	Sep 2, 2010	Apr 14, 2021	3,877	Firm change after gap	Other
NEXT FINANCIAL GROUP, INC.	PACKERLAND BROKERAGE SERVICES, INC.	Jun 1, 2009	May 7, 2009	-25	Firm change	Other
INVESTORS CAPITAL ADVISORY	NEXT FINANCIAL GROUP, INC.	Sep 19, 2006	Sep 18, 2006	-1	Firm change	Other

Relationships

Registered with (4)

→ USA FINANCIAL SECURITIES LLCRegistered adviserregistration: current employment
Apr 14, 2021 to presentfactForm ADV
→ PACKERLAND BROKERAGE SERVICES, INC.Registered adviserregistration: previous registration
May 7, 2009 to Sep 2, 2010factForm ADV
→ NEXT FINANCIAL GROUP, INC.Registered adviserregistration: previous registration
Sep 18, 2006 to Jun 1, 2009factForm ADV
→ INVESTORS CAPITAL ADVISORYRegistered adviserregistration: previous registration
May 5, 2006 to Sep 19, 2006factForm ADV

Dated events

No dated event names this entity yet.