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Advisor at WELLS FARGO ADVISORS
SALT LAKE CITY, UT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Oct 17, 2019 | n/a | yes | SALT LAKE CITY, UT | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Jun 12, 2009 | Oct 18, 2019 | no | WOODLAND HILLS, CA|ENCINO, CA|SALT LAKE CITY, UT|WOODLAND HILLS, CA|Bountiful, UT | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Feb 5, 2001 | Jun 15, 2009 | no | WOODLAND HILLS, CA|WOODLAND HILLS, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Oct 18, 2019 | Oct 17, 2019 | -1 | Firm change | Wirehouse to wirehouse |
| WELLS FARGO ADVISORS | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Jun 15, 2009 | Jun 12, 2009 | -3 | Firm change | Wirehouse to wirehouse |